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SunCoke Energy, Inc. — Director's Dealing 2017
Feb 17, 2017
32605_dirs_2017-02-17_e7065ef6-1d2b-4beb-b6a5-c1fd2252a49e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SunCoke Energy, Inc. (SXC)
CIK: 0001514705
Period of Report: 2017-02-15
Reporting Person: Yeaw Gary P (Senior Vice President)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-02-15 | RSU's (02.15.17) | $ | A | 3807 | Acquired | 2021-02-15 | Common Stock (3807) | Direct |
| 2017-02-15 | Market Options (02.15.17) | $9.85 | A | 3626 | Acquired | 2027-02-15 | Common Stock (3626) | Direct |
| 2017-02-15 | Performance Options (02.15.17) | $9.85 | A | 4123 | Acquired | 2027-02-15 | Common Stock (4123) | Direct |
Footnotes
F1: Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal annual installments commencing on February 15, 2018.
F2: Conversion rate is 1 for 1.
F3: Grant of stock options (right to buy SunCoke Energy, Inc. common stock) awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3 and exercisable in three equal annual installments commencing on February 15, 2018.
F4: Performance stock options (right to buy SunCoke Energy, Inc. common stock), granted February 15, 2017, pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. These options vest, subject to reporting person's continued employment, in equal installments on the first, second and third anniversaries of the date of grant, and the vested portion of such options will become exercisable beginning on the first trading day following that on which the closing price of the common stock equals or exceeds $14.78/share.