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SunCoke Energy, Inc. Director's Dealing 2017

Feb 17, 2017

32605_dirs_2017-02-17_e7065ef6-1d2b-4beb-b6a5-c1fd2252a49e.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SunCoke Energy, Inc. (SXC)
CIK: 0001514705
Period of Report: 2017-02-15

Reporting Person: Yeaw Gary P (Senior Vice President)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-02-15 RSU's (02.15.17) $ A 3807 Acquired 2021-02-15 Common Stock (3807) Direct
2017-02-15 Market Options (02.15.17) $9.85 A 3626 Acquired 2027-02-15 Common Stock (3626) Direct
2017-02-15 Performance Options (02.15.17) $9.85 A 4123 Acquired 2027-02-15 Common Stock (4123) Direct

Footnotes

F1: Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal annual installments commencing on February 15, 2018.

F2: Conversion rate is 1 for 1.

F3: Grant of stock options (right to buy SunCoke Energy, Inc. common stock) awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3 and exercisable in three equal annual installments commencing on February 15, 2018.

F4: Performance stock options (right to buy SunCoke Energy, Inc. common stock), granted February 15, 2017, pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. These options vest, subject to reporting person's continued employment, in equal installments on the first, second and third anniversaries of the date of grant, and the vested portion of such options will become exercisable beginning on the first trading day following that on which the closing price of the common stock equals or exceeds $14.78/share.