AI assistant
SunCoke Energy, Inc. — Director's Dealing 2017
Feb 21, 2017
32605_dirs_2017-02-21_21bec6e3-6f31-4c1c-b51d-9599c9af3b4d.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SunCoke Energy, Inc. (SXC)
CIK: 0001514705
Period of Report: 2017-02-17
Reporting Person: Lausas Allison S (Vice President & Controller)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-02-17 | Common Stock | M | 1645 | — | Acquired | 4678 | Direct |
| 2017-02-17 | Common Stock | D | 1046 | $9.99 | Disposed | 3632 | Direct |
| 2017-02-17 | Common Stock | F | 599 | $9.99 | Disposed | 3033 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-02-17 | RSU's (02.17.2016) | $ | M | 1645 | Disposed | Common Stock (1645) | Direct |
Footnotes
F1: Settlement of restricted common stock units (RSUs) for cash, net of shares withheld to satisfy tax withholding obligations incurred in connection with vesting of RSUs.
F2: Shares withheld by Registrant to satisfy minimum statutory withholding requirement on vesting of RSUs.
F3: On February 17, 2016, reporting person was awarded 4,934 RSUs, pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan, in a transaction exempt under Rule 16b-3. These RSUs vest in three equal annual installments beginning on the first anniversary of the grant date.
F4: RSUs convert into common stock on a one-for-one basis.
F5: Not applicable.