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SunCoke Energy, Inc. — Director's Dealing 2016
Mar 1, 2016
32605_dirs_2016-03-01_fc1668db-4a45-4b17-99ad-937af4caa0e6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SunCoke Energy, Inc. (SXC)
CIK: 0001514705
Period of Report: 2016-02-26
Reporting Person: Gates Katherine T (Sr VP & General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-02-26 | Common Stock | M | 861 | — | Acquired | 4536 | Direct |
| 2016-02-26 | Common Stock | F | 314 | — | Disposed | 4222 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-02-26 | RSU's (Feb 2014) | $ | M | 861 | Disposed | Common Stock (861) | Direct |
Footnotes
F1: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted common stock units.
F2: Restricted share units awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. The Restricted share units vest in three equal installments commencing on February 26, 2014.
F3: Conversion rate is 1 for 1.
F4: Not applicable.
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