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SunCoke Energy, Inc. — Director's Dealing 2012
Mar 19, 2012
32605_dirs_2012-03-19_97bd64c9-5dca-4494-922a-ce12cc51a8e9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SunCoke Energy, Inc. (SXC)
CIK: 0001514705
Period of Report: 2012-03-15
Reporting Person: Thomson Michael J (President & COO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-03-15 | Common Stock | M | 1927.993 | $14.43 | Acquired | 39110.993 | Direct |
| 2012-03-15 | Common Stock | D | 1927.993 | $14.43 | Disposed | 37183 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-03-15 | Deferred Share Units | $ | M | 1927.993 | Disposed | Common Stock (1927.993) | Direct |
Footnotes
F1: Settlement of deferred share units granted under the Sunoco, Inc. Executive Involuntary Deferred Compensation Plan (the "Plan"). Pursuant to applicable SEC reporting requirements, the settlement of the deferred share units for cash is reported on this Form 4 as disposition of the deferred share units being settled in exchange for the acquisition of the underlying stock and a simulatenous disposition of the underlying stock to the issuer for cash.
F2: Conversion rate is 1 for 1.
F3: Settlement of 1,927.993 share units (first of three annual installments) for cash, pursuant to the Plan. Settlement of these deferred share units os reported on this Form 4 as a disposition of the deferred share units being settled in exchange for the acquisition of the underlying stock and simultaneous disposition of the underlying stock to the issuer for cash.
F4: Not applicable.