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SunCoke Energy, Inc. — Director's Dealing 2012
Jul 24, 2012
32605_dirs_2012-07-24_1543abcf-2b55-477f-8be1-40d453c0b577.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SunCoke Energy, Inc. (SXC)
CIK: 0001514705
Period of Report: 2012-07-23
Reporting Person: West Fay (Vice President & Controller)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-07-23 | Common Stock | M | 896 | — | Acquired | 896 | Direct |
| 2012-07-23 | Common Stock | F | 282 | $15.61 | Disposed | 614 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-07-23 | Common Stock Units | $ | M | 896 | Disposed | Common Stock (896) | Direct |
Footnotes
F1: The shares of common stock were acquired pursuant to a grant of restricted common stock units under the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan. This transaction represents the settlement of vested restricted common stock units in shares of common stock.
F2: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted common stock units.
F3: Grant of restricted common stock units awarded in July 2011. These units were awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan, in a transaction exempt under Rule 16b-3. Half of these units vest ratably in increments of one-third at the end of each of three annual vesting cycles. The remaining half vests on the fourth anniversary of the date of grant. Incremental settlement is contingent only upon the continued employment of reporting person with SunCoke Energy, Inc. through the end of each vesting cycle.
F4: Conversion rate is 1 for 1.
F5: Not applicable.