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SunCoke Energy, Inc. — Director's Dealing 2012
Feb 16, 2012
32605_dirs_2012-02-16_243d569f-9047-4fab-9f08-5cdc2a53e994.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SunCoke Energy, Inc. (SXC)
CIK: 0001514705
Period of Report: 2012-02-15
Reporting Person: HENDERSON FREDERICK A (Chairman & CEO)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-02-15 | Common Stock Units | $ | A | 67227 | Acquired | Common Stock (67227) | Direct | |
| 2012-02-15 | Stock Options (Right to Buy) | $14.28 | A | 393386 | Acquired | 2022-02-15 | Common Stock (393386) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 28000 | Direct |
Footnotes
F1: Grant of restricted common stock units pursuant to the Employment Letter Agreement, dated as of September 2, 2010 and amended as of May 25, 2011 (the "Letter Agreement"), made by Sunoco, Inc. and accepted by Frederick A. Henderson, and awarded under the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan (the "LTPEP"), in a transaction exempt under Rule 16b-3. These restricted share units will vest subject to continued employment, in equal one-fourth installments on the first, second, third and fourth anniversaries of the date of grant.
F2: Conversion rate is 1 for 1.
F3: Not applicable.
F4: Grant of stock options (right to buy SunCoke Energy, Inc. common stock) pursuant to the Letter Agreement and awarded under the LTPEP, in a transaction exempt under Rule 16b-3. These stock options are exercisable in one-third installments on the anniversary of the date of grant.