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SunCoke Energy, Inc. — Director's Dealing 2011
Jul 26, 2011
32605_dirs_2011-07-26_74544688-a2fe-49ba-ad26-64d822eee54a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SunCoke Energy, Inc. (SXC)
CIK: 0001514705
Period of Report: 2011-07-26
Reporting Person: West Fay (Vice President and Controller)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-07-26 | Stock Options (Right to Buy) | $17.39 | A | 31515 | Acquired | 2021-07-23 | Common Stock (31515) | Direct |
| 2011-07-26 | Common Stock Unit | $ | A | 5382 | Acquired | Common Stock (5382) | Direct |
Footnotes
F1: Grant of stock options (right to buy SunCoke Energy, Inc. common stock), contingent upon the closing of the registrant's initial public offering. These options were awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan, in a transaction exempt under Rule 16b-3, and are exercisable in one-third installments on the anniversary of the date of grant.
F2: Grant of restricted common stock units contingent upon the closing of the registrant's initial public offering. These units were awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan, in a transaction exempt under Rule 16b-3. Half of these units vest ratably in increments of one-third at the end of each of three annual vesting cycles. The remaining half vests on the fourth anniversary of the date of grant. Incremental settlement is contingent only upon the continued employment of reporting person with SunCoke Energy, Inc. through the end of each vesting cycle.
F3: Conversion rate is 1 for 1.
F4: Not applicable.