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SUNation Energy, Inc. — Director's Dealing 2019
Nov 5, 2019
35416_dirs_2019-11-05_7d49f23b-6649-4666-985b-8b722b9b500f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: COMMUNICATIONS SYSTEMS INC (JCS)
CIK: 0000022701
Period of Report: 2019-11-01
Reporting Person: Hlavka Kristin (Controller)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-11-01 | Common Stock | M | 4785 | $4.4 | Acquired | 13641 | Direct |
| 2019-11-01 | Common Stock | F | 3357.89 | $6.27 | Disposed | 10283.11 | Direct |
| 2019-11-01 | Common Stock | M | 2464 | $3.61 | Acquired | 12747.11 | Direct |
| 2019-11-01 | Common Stock | F | 1418.67 | $6.27 | Disposed | 11328.44 | Direct |
| 2019-11-01 | Common Stock | S | 2472.44 | $6.27 | Acquired | 8856 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-11-01 | Stock Option (Right-to-Buy) | $4.4 | M | 4785 | Disposed | 2024-03-31 | Common Stock (4785) | Direct |
| 2019-11-01 | Stock Option (Right-to-Buy) | $3.61 | M | 2464 | Disposed | 2025-03-09 | Common Stock (2464) | Direct |
Footnotes
F1: Reflects Employee Stock Purchase Plan issuances through November 1, 2019.
F2: Shares have been surrendered pursuant to Company's Stock Repurchase Program.
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