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SUNation Energy, Inc. — Director's Dealing 2019
Nov 6, 2019
35416_dirs_2019-11-06_710f99e6-4be1-406d-a16f-6b418b8049f6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: COMMUNICATIONS SYSTEMS INC (JCS)
CIK: 0000022701
Period of Report: 2019-10-22
Reporting Person: Fandrich Mark (VP/CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-10-22 | Common Stock | A | 386 | $3.88 | Acquired | 7323 | Direct |
| 2019-11-05 | Common Stock | M | 6600 | $4.4 | Acquired | 13923 | Direct |
| 2019-11-05 | Common Stock | F | 4897.13 | $5.93 | Disposed | 9025.87 | Direct |
| 2019-11-05 | Common Stock | S | 1702.87 | $5.93 | Disposed | 7323 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-11-05 | Stock Option (Right-to-Buy) | $4.4 | M | 6600 | Disposed | 2024-03-31 | Common Stock (6600) | Direct |
Footnotes
F1: Shares were acquired under the Company's Employee Stock Purchase Plan in a transaction exempt under both Rule 16b-3(d) and Rule 16b-3(c).
F2: Shares have been surrendered pursuant to the Company's Stock Repurchase Program.
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