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SUNation Energy, Inc. Director's Dealing 2019

Nov 6, 2019

35416_dirs_2019-11-06_710f99e6-4be1-406d-a16f-6b418b8049f6.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: COMMUNICATIONS SYSTEMS INC (JCS)
CIK: 0000022701
Period of Report: 2019-10-22

Reporting Person: Fandrich Mark (VP/CFO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-10-22 Common Stock A 386 $3.88 Acquired 7323 Direct
2019-11-05 Common Stock M 6600 $4.4 Acquired 13923 Direct
2019-11-05 Common Stock F 4897.13 $5.93 Disposed 9025.87 Direct
2019-11-05 Common Stock S 1702.87 $5.93 Disposed 7323 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-11-05 Stock Option (Right-to-Buy) $4.4 M 6600 Disposed 2024-03-31 Common Stock (6600) Direct

Footnotes

F1: Shares were acquired under the Company's Employee Stock Purchase Plan in a transaction exempt under both Rule 16b-3(d) and Rule 16b-3(c).

F2: Shares have been surrendered pursuant to the Company's Stock Repurchase Program.