AI assistant
Sun Pharmaceutical Industries Ltd. — Major Shareholding Notification 2018
Nov 28, 2018
59215_rns_2018-11-28_c6ae335a-1148-4809-9009-ed4be9bc5551.pdf
Major Shareholding Notification
Open in viewerOpens in your device viewer
Raksha Valia 801, Aalap Building, 173, Sir Bhalehandra Road, Dadar (East), Mumbai - 400014
Date: 17.08.2018
-
National Stock Exchange of India Ltd, Exchange Plaza, 5th Floor, Plot No. C/l, G Block, Bandra Kurla Complex, Bandra (East), Mumbai - 400 051.
-
BSELimited, Market Operations Dept. P. J. Towers, Dalal Street,
Mumbai - 400 001.
Scrip Name: SUNPHARMA
Scrip Code: S24715
Dear Sirs,
- Sub: Disclosure under Regulation 31(1) of the SEBI (Substantial Acquisition of Shares & Takeovers) Regulations, 2011
Ref: Sun Pharmaceutical Industries Limited
With reference to the abovementioned subject, kindly note that the following transactions took place in respect of shares of Sun Pharmaceutical Industries Limited:
-
Release of pledge of 74,80,000 equity shares on 14[th] August, 2018 from lOBI Trusteeship Services Limited as a trustee for schemes managed by ICiCI Prudential Mutual Fund
-
Pledge of 65,25,000 equity shares on 14[th] August, 2018 in favour of Catalyst Trusteeship Limited as a trustee for schemes managed by ICiCI Prudential Mutual Fund
Enclosed herewith please find the disclosure in Form which is required to be made under Regulation 31(1) of the SEBI (Substantial Acquisition of Shares & Takeovers) Regulations, 2011.
Thanking you, Yours faithfully, For and on behalf of Raksha Valia
Authorised Signatory Encl: As above
CCto: Sun Pharmaceutical Industries Limited., Corporate Office: Sun House, Plot No. 201 B/l, Western Express Highway, Goregaon (East). Mumbai - 400063 Regd Off: SPARC,Tandalja ,Vadodara, Gujarat- 390012
==> picture [763 x 497] intentionally omitted <==
----- Start of picture text -----
Format for disclosure by the Promoter(s) to the stock exchanges and to the Target Company for encumbrance of shares / invocation of
encumbrance/ release of encumbrance, in terms of Regulation 31(1) and 31(2) of SESI (Substantial Acquisition of Shares and Takeovers)
l''''YUIClUUII;::a>, £u I I
Name of the TarQet Companv/TCl Sun Pharmaceutical Industries limited
Names of the Stock Exchanges where the shares of the target company SSE limited (SSE)
are listed
National Stock Exchanae of India limited INSEl
Date of reporting 17.08.2018
Name of the promoter or PAC on whose shares encumbrance has been
created/released/invoked Raksha Sudhir Valia - Person Acting in Concert of the Company
Details of the creation/invocation/release of encumbrance:
Name of the Promoter Holding Promoter holding Details of events pertaining to encumbrance (3) Post event holding of
promoter(s) or in the target already Encumbered shares
PACswith Company (1) encumbered (2) (creation [(2)+(3)] /
him(") release [(2)-(3)] /
invocation [(1 )-(3)]]
No. of %of No. of %of Type of Date of Type of Reason No. of %of Name of No. of %of
shares total shares total event creation encumbran sfor shares Share the entity shares total
share share (creatio / ce encum capital in whose share
capital capital n invocati (pledge/ beranc favor capital
/ on lien/ e"" shares
release release non encumbere
/ of disposal d
invocati encumbr undertaking
anI ance / othersl
Dilip Shantilal 230,285,690 9.60 a 0.00 NA NA NA NA NA NA NA a 0.00
Shanghvi
Viditi 200,846,362 8.37 a 0.00 NA NA NA NA NA NA NA a 0.00
Investment
Private Limited
TejaskiranPhar 194,820,971 8.12 a 0.00 NA NA NA NA NA NA NA a 0.00
machem
Industries Pvl
Ltd
Family 182,437,880 7.60 29,850,000 1.24 NA NA NA NA NA NA NA 29,850,000 1.24
Investment
Private Limited
Quality 182,379,237 7.60 a 0.00 NA NA NA NA NA NA NA a 0.00
----- End of picture text -----
Page 1
~
1
,
\
==> picture [788 x 545] intentionally omitted <==
----- Start of picture text -----
0.00
Investment NA NA NA NA a
NA
VirtuousPrivateFinanceLimitedPrivate 96,851,821 4.04 a 0.00 NA NA NA NA NA NA a 0.00
VirtuousLimitedInvestmentsShare 83,751,259 3.49 a 0.00 NA NA NA NA NA NA NA a 0.00
Private Limited 15,992,110 0.67 a 0.00 NA NA NA 0.00
SholapurOrganicsVibhaDilipPrivateShanohviLimited 8,840,280 0.37 a 0.000.01 NANA NANA NANA NANA NANA NANA NANA 1,00,000a 0.01
KumudShantiial 199,465 0.01 1,00,000 NA NA NA NA a 0.00
NA
ShanghviAalokDilip 2,877,280 0.12 a 0.00 NA NA NA NA NA NA NA a 0.00
, ShanohviVidhiDilip 2,822,427 0.12 a 0,00 NA NA NA NA NA NA NA a 0.00
ShanahviJeevanrekhalnv 1,458,806 0.06 a 0.00 NA NA a 0.00
estrade Private NA NA NA NA
NA
Limited 1,276,774 0.05 a 0.00 NA NA I
Kumud S.
Shanghvi -
Trustee of
Shanghvi
Family & a 0.00
Friends Benefit NA NA NA NA
Trust 895,039 0,04 a 0.00 NA NA NA
Package a 0.00
Investrade NA NA NA NA NA
PrivateShanghviLimited 282,603 0.01 a 0.00 NA NA a 0.00
Finance Private NA NA NA NA
NA
Limited 49,468 0.00 a 0.00 NA NA
Asawari
InvestmentFinance Private& NA NA NA NA a 0.00
NA
Limited 20,865 0.00 a 0.00 NA NA
Flamboyawer
Finance Private J
Limited ~
----- End of picture text -----
/
Page 2
,
| Shanghvi Pti |
15,479 | 0.00 | 0 | 0.00 | NA | NA | NA | NA | NA | NA | NA | 0 | 0.00 | |
| roperes Private' Limited Gujarat Sun Pharmaceutical Idti |
14,362 | 0.00 | 0 | 0.00 | NA | NA | NA | NA | NA | NA | NA | 0 | 0.00 | |
| nusres Private Limited Nirmit Exports |
7,022 | 0.00 | 0 | 0.00 | NA | NA | NA | NA | NA | NA | NA | 0 | 0.00 | |
| Private Limited Raksha Sudhir |
33,830,352 | 1.41 | 33,642,000 | 1.40 | Annexur |
Annexur | Annexure 1 | Annexur |
Annexur |
Annex |
Annexure |
32,687,000 | 1.36 | |
| Valia - Person actingin |
e1 | e1 | e1 | e 1 | ure 1 | 1 | ||||||||
concert |
||||||||||||||
| Sudhir VValia | 14,345,019 | 0.60 | 0 | 0.00 | NA | NA | NA | NA | NA | NA | NA | 0 | 0.00 | |
| AdityaMedisale s Limited- Personacting |
40,153,960 | 1.67 | 0 | 0.00 | NA | NA | NA | NA | NA | NA | NA | 0 | 0.00 | |
in concert Unimed Investments Limited- Person acting |
10,400,850 | 0.43 | 0 | 0.00 | NA | NA | NA | NA | NA | NA | NA | 0 | 0.00 | |
| in concert Following Promoter Group persons/entities have been re-c1assified from Promoter Group Category to Public Category vide Receipt of approval from National StockExchange of India Limited on October 7,2016 and BSE Limited on October 10, 2016, for reclassification of shares under Regulation 31A(7) of the SEBI (Listing Obligations& Disclosure |
||||||||||||||
| Requirements) Regulations, 2015. | ||||||||||||||
| JayantShantilal | 3,942,732 | 0.16 | 3,942,732' | 0.16 | NA | NA | NA | NA | NA | NA | NA | 3,942,732 | 0.16 | |
| Sanghvi | ||||||||||||||
| VarshaKiranDo | 321,138 | 0.01 | 0 | 0.00 | NA | NA | NA | NA | NA | NA | NA | 0 | 0.00 | |
| shi | ||||||||||||||
| DiptiNirmalModi | 227,270 | 0.01 | 0 | 0.00 | NA | NA | NA | NA | NA | NA ~ |
NA |
0 | 0.00 |
| JayantShantilal | 3,942,732 | 0.16 | 3,942,732' | 0.16 | NA | NA | NA | NA | NA | NA | NA | 3,942,732 | 0.16 |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Sanghvi | |||||||||||||
| VarshaKiranDo | 321,138 | 0.01 | 0 | 0.00 | NA | NA | NA | NA | NA | NA | NA | 0 | 0.00 |
| shi DiptiNirmalModi |
227,270 | 0.01 | 0 | 0.00 | NA | NA | NA | NA | NA | NA | NA | 0 | 0.00 |
| ~ |
Page 3
==> picture [760 x 308] intentionally omitted <==
----- Start of picture text -----
KiritValia 1,277,952 0.05 444,000 0.02 NA NA NA NA NA NA NA 444,000 0.02
KiritValia HUF 38 0.00 a 0.00 NA NA NA NA NA NA NA a 0.00
JitendraVrunda 499,810 0.02 24,100' 0.00 NA NA. NA NA NA NA NA 24,100' 0.00
vandasValia
Jitendra V Valia 146,960 0.00 a 0.00 NA NA NA NA NA NA NA a 0.00
(HUF)
Ajay 16,010 0.00 0 0.00 NA NA NA NA NA NA NA a 0.00
VrundavandasV
alia
Pratham 1,824,427 0.08 1,782,379' 0.074 NA NA NA NA NA NA NA 1,782,3790 0.074
investments
(held on behalf
of the firm by its
oartners)
----- End of picture text -----
1-0ut of these shares, 2341281 shares have been furnished to brokers' as margin. 2 - Out of these shares, 100 shares have been furnished to brokers as margin. 3 - Out of these shares, 1764427 shares have been furnished to brokers as margin
For and on behalf ofRaksha Valia
~
Authorised Signatory Place: Mumbai Date: 17.08.2018
*The names of an the promoters, their shareholding in the target company and their pledged shareholding as on the reporting date should appear inthe table irrespective of whether they are reporting on the date of event or not. •• For example, for the purpose of collateral for loans taken by the company, ,personal borrowing, third party pledge, etc. --This would include name of both the lender and the trustee who may hold shares directly or on behalf of the lender.
Page 4
Annexure-1
| Annexure-1 | |||||||||||
| Name of CPromoter Holding in the the target Company (1) promoter (s) or PACs with |
...Promoter holding already encumbered (2) |
Details. of events pertaining to encumbrance (3) |
.Post event holding Encumbered share {creation [(2)+(3)) 1 release [(2)-(3)) 1 invocation [(1 )-(3)]] |
||||||||
| him"l No. of shares |
%of total share capital |
No. of shares |
%of total shar e capita I |
Type of event (creatio n 1 release 1 invocati |
Date of creationl invocatio n release of encumbra nce |
Type of encumbr ance (pledgel Iienl non disposal undertak |
Reasons for encumber ance** |
No. of Yo of shares ~hare Fapital |
~ame of he entity In whose avor hares ncumber d*** |
No. of Shares |
% of to share capital |
| on) | ingl | ||||||||||
| others) | Release from Pledge which was created as a security |
Released by lOBI Trusteeship Services Limited asa |
. | ||||||||
| Raksha Valia 33,830,352 . |
1.41 | 33,642,000 | 1.40 | Release of Shares |
14.08.2018 | Release | for issuance of Commercial Paper by Third Party |
74,80,000 0.31 |
Trustee for schemes managed by ICICI Prudential |
2,61,62,000 | 1.09 |
| Mutual Fund | |||||||||||
| ~ |
Page 5
\
| Raksha Valia |
33,830,352 | 1.4 1 | 2,61,62,000 | 1.09 | Pledge of Shares |
14.08.2018 | Pledge | As a security for issuance of Non Convertible Debentures by Third Party |
65,25,000 | 0.27 | Catalyst Trusteeship limited as a Trustee for schemes managed by ICICI Prudential |
3,26,87,000 | 1.36 |
| Mutual Fund | |||||||||||||
| For and on behalf of Raksha Valia ~ Authorised Signatory Place: Mumbai Date: 17.08.2018 |
For and on behalf of Raksha Valia ~ Authorised Signatory Place: Mumbai Date: 17.08.2018 .
Page 6
-~ '=-.--~. --~.--._-- --..--.-- ~- - .•..•.•.