Sun Life Financial Inc. — Director's Dealing 2021

Jul 20, 2021

SEC Form 3/A — Form 3/A

Issuer: Angel Oak Financial Strategies Income Term Trust (FINS)
CIK: 0001745059
Period of Report: 2021-07-08

Reporting Person: Sun Life Assurance Co of Canada (10% Owner)
Reporting Person: SUN LIFE FINANCIAL INC (10% Owner)

Holdings (Non-Derivative)

Security	Shares	Ownership
2.35% Series A Senior Notes due July 8, 2026	20000000	Direct
2.80% Series B Senior Notes due July 8, 2028	2500000	Direct
2.35% Series A Senior Notes due July 8, 2026	20000000	Indirect
2.80% Series B Senior Notes due July 8, 2028	15000000	Indirect

Footnotes

F1: Sun Life Financial Inc. (a) owns 100% of the outstanding common stock of Sun Life Assurance Company of Canada, the direct owner of $20,000,000 of the 2.35% Series A Senior Notes due July 8, 2026 and $2,500,000 of the 2.80% Series B Senior Notes due July 8, 2028 and (b) indirectly owns 100% of the outstanding shares of the common stock of Sun Life Capital Management (U.S.) LLC, which is deemed to be the beneficial owner of $12,500,000 of the 2.80% Series B Senior Notes due July 8, 2028 on behalf of certain of its investment advisory clients.