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SUN COMMUNITIES INC — Director's Dealing 2021
Feb 13, 2021
30378_dirs_2021-02-12_548a30b0-7801-41e8-9283-c68fdad60dd0.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: SUN COMMUNITIES INC (SUI)
CIK: 0000912593
Period of Report: 2020-12-31
Reporting Person: SHIFFMAN GARY A (Director, Chairman & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-11-13 | COMMON STOCK, $0.01 PAR VALUE | G | 92671 | — | Acquired | 845558 | Direct |
| 2020-12-18 | COMMON STOCK, $0.01 PAR VALUE | G | 92671 | — | Disposed | 752887 | Direct |
| 2020-12-28 | COMMON STOCK, $0.01 PAR VALUE | G | 47269 | — | Acquired | 800156 | Direct |
| 2020-12-31 | COMMON STOCK, $0.01 PAR VALUE | G | 76000 | — | Disposed | 16671 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| COMMON STOCK, $0.01 PAR VALUE | 460060 | Indirect |
| COMMON STOCK, $0.01 PAR VALUE | 86810 | Indirect |
| COMMON STOCK, $0.01 PAR VALUE | 76000 | Indirect |
Footnotes
F1: On November 13, 2020 the reporting person received a distribution of 92,671 shares of Sun Communities, Inc.'s common stock, $0.01 par value, from the grantor retained annuity trust described in footnote 5 below.
F2: On December 18, 2020 the reporting person gifted 92,671 shares of Sun Communities, Inc.'s common stock, $0.01 par value, to the reporting person's spouse.
F3: On December 28, 2020 the reporting person received a distribution of 47,269 shares of Sun Communities, Inc.'s common stock, $0.01 par value, from the grantor retained annuity trust described in footnote 5 below
F4: On December 29, 2020 the reporting person's spouse, contributed 76,000 shares of Sun Communities, Inc.'s common stock, $0.01 par value, to an irrevocable trust of which the reporting person is a trustee and the reporting person's spouse is a beneficiary.
F5: Owned by grantor retained annuity trust of which the reporting person is not a trustee. The reporting person is the only beneficiary during the term of the grantor retained annuity trust. At the end of the annuity term, the remaining property in the grantor retained annuity trust will be distributed to a trust for the benefit of the reporting person's spouse and descendants of which the reporting person is not a trustee.
F6: Owned by irrevocable trust of which the reporting person is not a trustee.
F7: Owned by an irrevocable trust of which the reporting person is a trustee and the reporting person's spouse is a beneficiary.