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SUN COMMUNITIES INC — Director's Dealing 2021
Aug 5, 2021
30378_dirs_2021-08-05_e699cc0f-d8d0-4822-bf9c-35535c294842.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SUN COMMUNITIES INC (SUI)
CIK: 0000912593
Period of Report: 2021-07-28
Reporting Person: SHIFFMAN GARY A (Director, Chairman & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-12 | COMMON STOCK, $0.01 PAR VALUE | G | 44000 | — | Disposed | 713610 | Direct |
| 2021-03-26 | COMMON STOCK, $0.01 PAR VALUE | G | 48000 | — | Acquired | 761610 | Direct |
| 2021-06-24 | COMMON STOCK, $0.01 PAR VALUE | G | 47640 | — | Acquired | 809250 | Direct |
| 2021-07-28 | COMMON STOCK, $0.01 PAR VALUE | P | 234934 | $194.20 | Acquired | 1044184 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| COMMON STOCK, $0.01 PAR VALUE | 130810 | Indirect |
| COMMON STOCK, $0.01 PAR VALUE | 16671 | Indirect |
| COMMON STOCK, $0.01 PAR VALUE | 76000 | Indirect |
| COMMON STOCK, $0.01 PAR VALUE | 129486 | Indirect |
Footnotes
F1: The reporting person gifted shares of common stock to irrevocable trusts for the benefit of the reporting person's spouse, children and grandchildren. The reporting person is neither the trustee nor the beneficiary of these trusts.
F2: The reporting person received a distribution of shares of common stock from the grantor retained annuity trust described in footnote 6 below.
F3: The reporting person reacquired shares of common stock from the grantor retained annuity trust described in footnote 6 below by substituting assets of equal value, as permitted by the trust agreement.
F4: Owned by irrevocable trusts of which the reporting person is neither the trustee nor the beneficiary.
F5: Owned by irrevocable trust of which the reporting person is a trustee and beneficiary.
F6: Owned by grantor retained annuity trust of which the reporting person is not a trustee. The reporting person is the only beneficiary during the term of the grantor retained annuity trust. At the end of the annuity term, the remaining property in the grantor retained annuity trust will be distributed to a trust for the benefit of the reporting person's spouse and descendants of which the reporting person is not a trustee.