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SUN COMMUNITIES INC — Director's Dealing 2020
Nov 6, 2020
30378_dirs_2020-11-06_366a8970-5dc0-4f33-ad5e-a2f4c48a22fd.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: SUN COMMUNITIES INC (SUI)
CIK: 0000912593
Period of Report: 2020-10-30
Reporting Person: UNDERWOOD BAXTER (CEO - Safe Harbor Marinas, LLC)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| COMMON STOCK, $0.01 PAR VALUE | 69368 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| SERIES H PREFERRED OPERATING PARTNERSHIP UNITS | $ | COMMON STOCK, $0.01 PAR VALUE (18850.0) | Direct | ||
| SERIES H PREFERRED OPERATING PARTNERSHIP UNITS | $ | COMMON STOCK, $0.01 PAR VALUE (37623.0) | Indirect |
Footnotes
F1: Issued by the Issuer's operating partnership, Sun Communities Operating Limited Partnership.
F2: Each Series H Preferred OP Unit can be exchanged for a number of shares of the Issuer's common stock equal to the quotient obtained by dividing $100.00 by $164.00 (as such ratio is subject to adjustments for certain capital events) at the holder's option and have no expiration date.
F3: Owned by a family limited partnership. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.