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SUN COMMUNITIES INC — Director's Dealing 2017
Mar 15, 2017
30378_dirs_2017-03-15_1a4f6099-9b5e-489a-aad6-6830b2f2b368.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SUN COMMUNITIES INC (SUI)
CIK: 0000912593
Period of Report: 2017-03-01
Reporting Person: SHIFFMAN GARY A (Director, Chairman & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-03-01 | COMMON STOCK, $0.01 PAR VALUE | F | 1562 | — | Disposed | 1233952 | Direct |
| 2017-03-14 | COMMON STOCK, $0.01 PAR VALUE | A | 150000 | — | Acquired | 1383952 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| COMMON STOCK, $0.01 PAR VALUE | 453841 | Indirect |
| COMMON STOCK, $0.01 PAR VALUE | 86810 | Indirect |
Footnotes
F1: Adjusted to reflect direct ownership of 2,475 shares unintentionally omitted from prior Form 4 filings.
F2: Restricted stock. 75,000 of the shares are subject to time vesting and vest as follows: 15,000 shares vest on March 14, 2020; 22,500 shares vest on March 14, 2021; 26,250 shares vest on March 14, 2022; 7,500 shares vest on March 14, 2023; and 3,750 shares vest on March 14, 2024. 75,000 of the shares are subject to performance vesting based on certain market and financial performance criteria.
F3: Owned by certain limited liability companies of which the reporting person is a member and a manager.
F4: Owned by irrevocable trust of which the reporting person is not a trustee.