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SUN COMMUNITIES INC — Director's Dealing 2015
Jan 16, 2015
30378_dirs_2015-01-16_554ffcbd-9fb0-40b0-ac4a-fffcdba34bbc.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: SUN COMMUNITIES INC (SUI)
CIK: 0000912593
Period of Report: 2015-01-06
Reporting Person: Rowe Randall K (Director)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, $0.01 par value | 100 | Direct |
| Common Stock, $0.01 par value | 2321935 | Indirect |
| Common Stock, $0.01 par value | 1832717 | Indirect |
| Common Stock, $0.01 par value | 281624 | Indirect |
| Common Stock, $0.01 par value | 314577 | Indirect |
| Common Stock, $0.01 par value | 119964 | Indirect |
| Common Stock, $0.01 par value | 18053 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Common Operating Partnership Units | $ | Common Stock, $0.01 par value (460423) | Indirect | ||
| Common Operating Partnership Units | $ | Common Stock, $0.01 par value (40707) | Indirect | ||
| Series A-4 Preferred Operating Partnership Units | $56.25 | Common Stock, $0.01 par value (273366) | Indirect | ||
| Series A-4 Preferred Operating Partnership Units | $56.25 | Common Stock, $0.01 par value (24167) | Indirect | ||
| Series A-4 Preferred Operating Partnership Unit | $56.25 | Common Stock, $0.01 par value (88889) | Indirect | ||
| Series A-4 Preferred Stock, $0.01 par value | $26.25 | Common Stock, $0.01 par value (1378587) | Indirect | ||
| Series A-4 Preferred Stock, $0.01 par value | $56.25 | Common Stock, $0.01 par value (1088127) | Indirect | ||
| Series A-4 Preferred Stock, $0.01 par value | $56.26 | Common Stock, $0.01 par value (167207) | Indirect | ||
| Series A-4 Preferred Stock, $0.01 par value | $56.25 | Series A-4 Preferred Stock, $0.01 par value (97713) | Indirect | ||
| Series A-4 Preferred Stock, $0.01 par value | $56.25 | Common Stock, $0.01 par value (71225) | Indirect | ||
| Series A-4 Preferred Stock, $0.01 par value | $56.25 | Common Stock, $0.01 par value (10719) | Indirect |
Footnotes
F1: The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein. The extent of such pecuniary interest cannot be determined at this time.
F2: The reporting person owns Green Courte Partners, LLC, which is the indirect managing member of Green Courte Real Estate Partners II, LLC, which is the record holder of these securities.
F3: The reporting person owns Green Courte Partners, LLC, which is the indirect managing member of GCP Fund II REIT, LLC, which is the record holder of these securities.
F4: The reporting person owns Green Courte Partners, LLC, which is the indirect managing member of GCP Fund II Ancillary Holding, LLC, which is the record holder of these securities.
F5: The reporting person owns Green Courte Partners, LLC, which is the indirect managing member of Green Courte Real Estate Partners III, LLC, which is the record holder of these securities.
F6: The reporting person owns Green Courte Partners, LLC, which is the indirect managing member of GCP Fund III REIT, LLC, which is the record holder of these securities.
F7: The reporting person owns Green Courte Partners, LLC, which is the indirect managing member of GCP Fund III Ancillary Holding, LLC, which is the record holder of these securities.
F8: The Common Operating Partnership Units, Series A-4 Preferred Operating Partnership Units, and Series A-4 Preferred Stock are convertible at any time, at the holder's election, and have no expiration date.
F9: The Series A-4 Preferred Operating Units of Sun Communities Limited Partnership.
F10: The Common Operating Partnership Units of Sun Communities Limited Partnership are convertible into common stock at any time on a one-for-one basis and have no expiration date.
F11: The reporting person owns Green Courte Partners, LLC, which is the indirect managing member of Green Court Real Estate Partners, LLC, which is the record holder of these securities.
F12: The reporting person owns Green Courte Partners, LLC, which is the trustee of Green Courte Real Estate Partners Liquidating Trust, which is the record holder of these securities.