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SUN COMMUNITIES INC — Director's Dealing 2015
Aug 12, 2015
30378_dirs_2015-08-12_285c8fa6-e19e-403f-89e9-f852604d08ba.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SUN COMMUNITIES INC (SUI)
CIK: 0000912593
Period of Report: 2015-08-10
Reporting Person: Rowe Randall K (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-08-10 | Series A-4 Preferred Stock, $0.01 par value | $56.25 | D | 128405 | Disposed | Common Stock, $0.01 par value (57068) | Direct | |
| 2015-08-10 | Series A-4 Preferred Stock, $0.01 par value | $56.25 | D | 13094 | Disposed | Common Stock, $0.01 par value (5819) | Indirect | |
| 2015-08-10 | Series A-4 Preferred Stock, $0.01 par value | $56.25 | D | 4233 | Disposed | Common Stock, $0.01 par value (1881) | Indirect | |
| 2015-08-10 | Series A-4 Preferred Stock, $0.01 par value | $56.25 | D | 10893 | Disposed | Common Stock, $0.01 par value (4841) | Indirect | |
| 2015-08-10 | Option (right to sell) | $31.08 | M | 128405 | Disposed | 2015-08-10 | Series A-4 Preferred Stock, $ 0.01 par value (128405) | Direct |
| 2015-08-10 | Option (right to sell) | $31.08 | M | 13094 | Disposed | 2015-08-10 | Series A-4 Preferred Stock, $ 0.01 par value (13094) | Indirect |
| 2015-08-10 | Option (right to sell) | $31.08 | M | 4233 | Disposed | 2015-08-10 | Series A-4 Preferred Stock, $ 0.01 par value (4233) | Indirect |
| 2015-08-10 | Option (right to sell) | $31.08 | M | 10893 | Disposed | 2015-08-10 | Series A-4 Preferred Stock, $ 0.01 par value (10893) | Indirect |
Footnotes
F1: Represents the sale of Series A-4 Preferred Stock to Sun Communities, Inc. at a price of $31.08 per share pursuant to the excercise of the right to sell Series A-4 Preferred Stock.
F2: The Series A-4 Preferred Stock is convertible at any time, at the holder's election and has no expiration date.
F3: Held by a trust of which reporting person is the trustee. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
F4: Held by limited liability company of which the reporting person is the manager and a member. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
F5: Held by Green Courte Partners, LLC, which is owned by the reporting person. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
F6: Represents the right to sell Series A-4 Preferred Stock to Sun Communities, Inc. at a price of $31.08 per share.