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SUN COMMUNITIES INC — Director's Dealing 2012
Dec 28, 2012
30378_dirs_2012-12-28_e05ec531-e8b9-4da3-900d-76d49d3e4f14.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: SUN COMMUNITIES INC (SUI)
CIK: 0000912593
Period of Report: 2012-12-20
Reporting Person: SHIFFMAN GARY A (Director, Chairman, President, and CEO, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-12-20 | Common Stock, $0.01 | G | 86810 | — | Disposed | 880122 | Direct |
| 2012-12-20 | Common Stock, $0.01 par value | G | 86810 | — | Acquired | 86810 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-12-20 | Common Operating Partnership Units | $0 | G | 40287 | Disposed | Common Stock (40287) | Direct | |
| 2012-12-20 | Common Operating Partnership Units | $0 | G | 40287 | Acquired | Common Stock (40287) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, $0.01 par value | 453841 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Common Operating Partnership Units | $0 | Common Stock (141794) | 0 | Indirect |
Footnotes
F1: For estate planning purposes, the reporting person gifted, for no consideration, these securities to an irrevocable trust for the benefit of his wife and their children. The reporting person disclaims beneficial ownership of the securities held in this trust, and this report should not be deemed an admission that the reporting person is the beneficial owner of the securities held in this trust for purposes of section 16 or for any other purpose.
F2: The Common Operating Partnership Units of Sun Communities Operating Limited Partnership are convertible into common stock at any time on a one-for-one basis and have no expiration date.