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Summit Therapeutics Inc. — Director's Dealing 2023
Dec 13, 2023
30436_dirs_2023-12-13_1dc5c7b4-c2ca-454c-8a87-12f94d7c830c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Summit Therapeutics Inc. (SMMT)
CIK: 0001599298
Period of Report: 2023-12-11
Reporting Person: Zanganeh Mahkam (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-12-11 | Common Stock | X | 489814 | $1.44 | Acquired | 489814 | Direct |
| 2023-12-12 | Common Stock | P | 5000 | $2.07 | Acquired | 494814 | Direct |
| 2023-12-11 | Common Stock | X | 315681 | $1.58 | Acquired | 24889479 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-12-11 | Warrant (right to buy) | $1.44 | X | 489814 | Disposed | 2025-06-30 | Common Stock (489814) | Direct |
| 2023-12-11 | Warrant (right to buy) | $1.58 | X | 315681 | Disposed | 2029-12-24 | Common Stock (315681) | Indirect |
Footnotes
F1: The Reporting Person exercised certain warrants to purchase shares of common stock in accordance with the terms of such warrants.
F2: The Reporting Person purchased these shares in a single transaction on the open market.
F3: The Reporting Person disclaims beneficial ownership of these securities except to the extent of her pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.