SUMMERSET GROUP HOLDINGS LIMITED — Director's Dealing 2021

Mar 28, 2021

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Ongoing Disclosure Notice

Disclosure of Directors and Senior Managers Relevant Interests

Disclosure of Directors and Senior Managers Relevant Interests
Sections 297(1) and 298(1), Financial Markets Conduct Act 2013
ToNZX Limited; and
Name of listed issuer:		Summerset Group Holdings Limited
Date this disclosure made:		29 March 2021
Date of last disclosure:		1 March 2021
Director or senior managergiving disclosure
Full name(s):		Julian Cook
Name of listed issuer:		Summerset Group Holdings Limited
Name of related body corporate (if applicable):		N/A
Position held in listed issuer:		N/A (previous Chief Executive Officer)
Summary of acquisition or disposal of relevant interest (excluding specified derivatives)
Class of affected quoted financial products:		Summerset Group Holdings Limited ordinary shares (NZX
		Code: SUM)
		(1) Holder of options to subscribe for ordinary shares pursuant
Nature of the affected relevant interest(s):		to a share option plan under which the options have not yet
		vested
		(2) Beneficial ownership of ordinary shares pursuant to a
		widely held exempt employee share plan under which the
		shareshavenot yetvested
For that relevant interest-
Number held in class before acquisition or disposal:		(1) 302,204
		(2) 350
Number held in class after acquisition or disposal:		(1) 0
		(2)0
Current registered holder(s):		(1) JulianCook
		(2) SummersetLTI TrusteeLtd
Registered holder(s)once transfers are registered:		N/A
Summary of acquisition or disposal of specified derivatives relevant interest (if applicable)
Type of affected derivative:		N/A
Class of underlyingfinancialproducts:		N/A
Details of affected derivative-
The notional value of the derivative (if any) or the notional amount of underlying
financialproducts(if any):		N/A
A statement as to whether the derivative is cash settled orphysicallysettled:		N/A
Maturitydate of the derivative(if any):		N/A
Expirydate of the derivative(if any):		N/A
Theprice specified in the terms of the derivative(if any):		N/A
Any other details needed to understand how the amount of the consideration payable
under the derivative or the value of the derivative is affected by the value of the
underlying financial products:		N/A
_For that derivative,- _
Parties to the derivative:		N/A
If the director or senior manager is not a party to the derivative, the nature of the
relevant interest in the derivative:		N/A
Details of transactions giving rise to acquisition or disposal
Total number of transactions to which notice relates:		Two

Details of transactions requiring disclosure-

Date of transaction: Nature of transaction: Name of any other party or parties to the transaction (if known): The consideration, expressed in New Zealand dollars, paid or received for the acquisition or disposal. If the consideration was not in cash and cannot be readily by converted into a cash value, describe the consideration: Number of financial products to which the transaction related:

26 March 2021 (1) Lapse of 302,204 unvested options to subscribe for ordinary shares upon ceasing employment with Summerset, as required by Summerset's LTI Share Option Plan (2) Lapse of 350 unvested ordinary shares upon ceasing employment with Summerset, as required by Summerset's All Staff Share Plan N/A N/A (1) 302,204 (2) 350

If the issuer has a financial products trading policy that prohibits directors or senior managers from trading during any period without written clearance (a closed period) — include the following details

Whether relevant interests were acquired or disposed of during a closed period: Whether prior written clearance was provided to allow the acquisition or disposal to proceed during the closed period: Date of the prior written clearance (if any):

N/A N/A N/A

Summary of other relevant interests after acquisition or disposal:

Class of quoted financial products:

Nature of relevant interest:

- For that relevant interest, Number held in class:

Current registered holder(s):

- For a derivative relevant interest, Type of derivative: Details of derivative,- The notional value of the derivative (if any) or the notional amount of underlying financial products (if any): A statement as to whether the derivative is cash settled or physically settled: Maturity date of the derivative (if any): Expiry date of the derivative (if any): The price's specified terms (if any): Any other details needed to understand how the amount of the consideration payable under the derivative or the value of the derivative is affected by the value of the underlying financial products: For that derivative relevant interest,- Parties to the derivative: If the director or senior manager is not a party to the derivative, the nature of the relevant interest in the derivative: Certification I, certify that, to the best of my knowledge and belief, the information contained in this disclosure is correct and that I am duly authorised to make this disclosure by all persons for whom it is made.

Ordinary shares Registered and/or beneficial ownership of ordinary shares and options to subscribe for ordinary shares

(1) Beneficial ownership of 1,894,283 ordinary shares (2) Beneficial ownership of 372,170 ordinary shares pursuant to a long term incentive plan under which the shares have vested (3) Holder of 122,222 options to subscribe for ordinary shares pursuant to a share option plan under which the options have vested and become exercisable (1) Motutapu Investments Limited (2) Summerset LTI Trustee Limited (3) Julian Cook

N/A

N/A N/A N/A N/A N/A N/A N/A N/A

Signature of director or officer: Date of signature: or Signature of person authorised to sign on behalf of director or officer: Date of signature: Name and title of authorised person:

29 March 2021 N/A N/A N/A

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Ongoing Disclosure Notice

Disclosure of Directors and Senior Managers Relevant Interests

Sections 297(2) and 298(2), Financial Markets Conduct Act 2013

To NZX Limited; and
Name of listed issuer:		Summerset GroupHoldings Limited
Date this disclosure made:		29 March 2021
Date of last disclosure:		24 September 2020
Director or senior managergiving disclosure
Full name(s):		Anne June Urlwin
Name of listed issuer:		Summerset GroupHoldings Limited
Name of related body corporate (if applicable):		N/A
Position held in listed issuer:		Independent Director

Summary of acquisition or disposal of relevant interest (excluding specified derivatives)

		le)
		N/A
		N/A
		N/A
		N/A
		N/A
		N/A
		N/A
		N/A
		N/A
		N/A
Total number of transactions to which notice relates:		One
Details of transactions requiring disclosure- Date of transaction: Nature of transaction: Name of anyotherpartyorparties to the transaction(if known): The consideration, expressed in New Zealand dollars, paid or received for the acquisition or disposal. If the consideration was not in cash and cannot be readily by converted into a cash value,describe the consideration: Number of financialproducts to which the transaction related: If the issuer has a financial products trading policy that prohibits directors or senior managers from trading during any period without written clearance (a closed period) include the following details— Whether relevant interests were aquired or disposed of duringa closedperiod: Whether prior written clearance was provided to allow the aquisition or disposal to proceed duringthe closedperiod: Date of the prior written clearance(if any):
Date of transaction:		22 March 2021
Nature of transaction:		Issue of ordinary shares subject to the Dividend Reinvestment Plan
Name of anyotherpartyorparties to the transaction(if known):		N/A
The consideration, expressed in New Zealand dollars, paid or received for the acquisition or disposal. If the consideration was not in cash and cannot be readily by converted into a cash value,describe the consideration:		$1,473.27000000
Number of financialproducts to which the transaction related:		116
If the issuer has a financial products trading policy that prohibits directors or senior managers from trading during any period without written clearance (a closed period) include the following details—
Whether relevant interests were aquired or disposed of duringa closedperiod:		N/A
Whether prior written clearance was provided to allow the aquisition or disposal to proceed duringthe closedperiod:		N/A
Date of the prior written clearance(if any):		N/A

Summary of other relevant interests after acquisition or disposal:

Class of quoted financial products: Nature of relevant interest: For that relevant interest,- Number held in class: Current registered holder(s): For a derivative relevant interest,- Type of derivative: Details of derivative,- The notional value of the derivative (if any) or the notional amount of underlying financial products (if any): A statement as to whether the derivative is cash settled or physically settled: Maturity date of the derivative (if any): Expiry date of the derivative (if any): The price's specified terms (if any): Any other details needed to understand how the amount of the consideration payable under the derivative or the value of the derivative is affected by the value of the underlying financial products: For that derivative relevant interest,- Parties to the derivative: If the director or senior manager is not a party to the derivative, the nature of the relevant interest in the derivative:

Certification

I certify that, to the best of my knowledge and belief, the information contained in this disclosure is correct and that I am duly authorised to make this disclosure by all persons for whom it is made. Signature of director or officer: Date of signature: or Signature of person authorised to sign on behalf of director or officer: Date of signature: Name and title of authorised person:

(1) Fixed rate bonds (NZX Code: SUM010) (2) Fixed rate bonds (NZX Code: SUM030) (1) Beneficial ownership (2) Beneficial ownership (1) 30,000 (2) 30,000 (1) Maigold Holdings Limited (2) Maigold Holdings Limited N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A 29 March 2021

29 March 2021 N/A N/A N/A

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Ongoing Disclosure Notice

Disclosure of Directors and Senior Managers Relevant Interests

Sections 297(2) and 298(2), Financial Markets Conduct Act 2013

To NZX Limited; and
Name of listed issuer:		Summerset GroupHoldings Limited
Date this disclosure made:		29 March 2021
Date of last disclosure:		25 September 2020
Director or senior managergiving disclosure
Full name(s):		Dr Marie Magdaleen Bismark
Name of listed issuer:		Summerset GroupHoldings Limited
Name of related body corporate (if applicable):		N/A
Position held in listed issuer:		Independent Director

Summary of acquisition or disposal of relevant interest (excluding specified derivatives)

Class of affected quoted financial products:		Summerset Group Holdings Limited ordinary shares (NZX Code: SUM)
Nature of the affected relevant interest(s):		Registered holder and beneficial owner
For that relevant interest-
Number heldinclass before acquisitionordisposal:		23,828
Number heldinclass afteracquisitionordisposal:		23,939
Current registered holder(s):		Dr Marie Magdaleen Bismark
Registered holder(s)once transfers are registered:		N/A

Summary of acquisition or disposal of specified derivatives relevant interest (if applicable)

Type of affected derivative: Class of underlying financial products: Details of affected derivative- The notional value of the derivative (if any) or the notional amount of underlying financial products (if any): A statement as to whether the derivative is cash settled or physically settled: Maturity date of the derivative (if any): Expiry date of the derivative(if any): The price specified in the terms of the derivative (if any): Any other details needed to understand how the amount of the consideration payable under the derivative or the value of the derivative is affected by the value of the underlying financial products: For that derivative,- Parties to the derivative: If the director or senior manager is not a party to the derivative, the nature of the relevant interest in the derivative:

N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A One 22 March 2021 Issue of ordinary shares subject to the Dividend Reinvestment Plan N/A $1,417.77000000 111 N/A N/A N/A

Details of transactions giving rise to acquisition or disposal

Total number of transactions to which notice relates: Details of transactions requiring disclosure- Date of transaction: Nature of transaction: Name of any other party or parties to the transaction (if known): The consideration, expressed in New Zealand dollars, paid or recieved for the acquisition or disposal. If the consideration was not in cash and cannot be readily by converted into a cash value, describe the consideration: Number of financial products to which the transaction related: If the issuer has a financial products trading policy that prohibits directors or senior managers from trading during any period without written clearance (a closed period) include the following details— Whether relevant interests were aquired or disposed of during a closed period: Whether prior written clearance was provided to allow the aquisition or disposal to proceed during the closed period: Date of the prior written clearance (if any):

Summary of other relevant interests after acquisition or disposal:

Class of quoted financial products: Nature of relevant interest: For that relevant interest,- Number held in class: Current registered holder(s): For a derivative relevant interest,- Type of derivative: Details of derivative,- The notional value of the derivative (if any) or the notional amount of underlying financial products (if any): A statement as to whether the derivative is cash settled or physically settled: Maturity date of the derivative (if any): Expiry date of the derivative (if any): The price's specified terms (if any): Any other details needed to understand how the amount of the consideration payable under the derivative or the value of the derivative is affected by the value of the underlying financial products: For that derivative relevant interest,- Parties to the derivative: If the director or senior manager is not a party to the derivative, the nature of the relevant interest in the derivative:

Certification

I certify that, to the best of my knowledge and belief, the information contained in this disclosure is correct and that I am duly authorised to make this disclosure by all persons for whom it is made. Signature of director or officer: Date of signature: or Signature of person authorised to sign on behalf of director or officer: Date of signature: Name and title of authorised person:

N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A

N/A N/A N/A N/A N/A N/A N/A N/A N/A 29 March 2021 N/A N/A N/A

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Ongoing Disclosure Notice

Disclosure of Directors and Senior Managers Relevant Interests

Sections 297(2) and 298(2), Financial Markets Conduct Act 2013

To NZX Limited; and
Name of listed issuer:		Summerset GroupHoldings Limited
Date this disclosure made:		29 March 2021
Date of last disclosure:		24 September 2020
Director or senior managergiving disclosure
Full name(s):		Robert James Campbell
Name of listed issuer:		Summerset GroupHoldings Limited
Name of related body corporate (if applicable):		N/A
Position held in listed issuer:		Independent Director

Summary of acquisition or disposal of relevant interest (excluding specified derivatives)

Class of affected quoted financial products:		Summerset Group Holdings Limited ordinary shares (NZX Code: SUM)
Nature of the affected relevant interest(s):		Beneficial owner
For that relevant interest-
Number held in class before acquisition or disposal:		60,274
Number held in class after acquisition or disposal:		60,606
Current registered holder(s):		Tutanekai Investments Limited
Registered holder(s)once transfers are registered:		N/A

Summary of acquisition or disposal of specified derivatives relevant interest (if applicable)

Type of affected derivative: Class of underlying financial products: Details of affected derivative- The notional value of the derivative (if any) or the notional amount of underlying financial products (if any): A statement as to whether the derivative is cash settled or physically settled: Maturity date of the derivative (if any): Expiry date of the derivative(if any): The price specified in the terms of the derivative (if any): Any other details needed to understand how the amount of the consideration payable under the derivative or the value of the derivative is affected by the value of the underlying financial products: For that derivative,- Parties to the derivative: If the director or senior manager is not a party to the derivative, the nature of the relevant interest in the derivative:

Details of transactions giving rise to acquisition or disposal

Total number of transactions to which notice relates: Details of transactions requiring disclosure- Date of transaction: Nature of transaction: Name of any other party or parties to the transaction (if known): The consideration, expressed in New Zealand dollars, paid or recieved for the acquisition or disposal. If the consideration was not in cash and cannot be readily by converted into a cash value, describe the consideration: Number of financial products to which the transaction related: If the issuer has a financial products trading policy that prohibits directors or senior managers from trading during any period without written clearance (a closed period) include the following details— Whether relevant interests were aquired or disposed of during a closed period: Whether prior written clearance was provided to allow the aquisition or disposal to proceed during the closed period: Date of the prior written clearance (if any):

N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A One 22 March 2021 Issue of ordinary shares subject to the Dividend Reinvestment Plan N/A $4,010.02880000 332 N/A N/A N/A

Summary of other relevant interests after acquisition or disposal:

Class of quoted financial products: Nature of relevant interest: For that relevant interest,- Number held in class: Current registered holder(s): For a derivative relevant interest,- Type of derivative: Details of derivative,- The notional value of the derivative (if any) or the notional amount of underlying financial products (if any): A statement as to whether the derivative is cash settled or physically settled: Maturity date of the derivative (if any): Expiry date of the derivative (if any): The price's specified terms (if any): Any other details needed to understand how the amount of the consideration payable under the derivative or the value of the derivative is affected by the value of the underlying financial products: For that derivative relevant interest,- Parties to the derivative: If the director or senior manager is not a party to the derivative, the nature of the relevant interest in the derivative:

N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A

Cerification

I certify that, to the best of my knowledge and belief, the information contained in this disclosure is correct and that I am duly authorised to make this disclosure by all persons for whom it is made.

Signature of director or officer:

Date of signature: or Signature of person authorised to sign on behalf of director or officer: Date of signature: Name and title of authorised person:

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29 March 2021 N/A N/A N/A

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Ongoing Disclosure Notice

Disclosure of Directors and Senior Managers Relevant Interests

Sections 297(2) and 298(2), Financial Markets Conduct Act 2013

To NZX Limited; and
Name of listed issuer:		Summerset GroupHoldings Limited
Date this disclosure made:		29 March 2021
Date of last disclosure:		17 March 2021
Director or senior managergiving disclosure
Full name(s):		Scott GradyScoullar
Name of listed issuer:		Summerset GroupHoldings Limited
Name of related body corporate (if applicable):		N/A
Position held in listed issuer:		CEO

Summary of acquisition or disposal of relevant interest (excluding specified derivatives)

Class of affected quoted financial products:		Summerset Group Holdings Limited ordinary shares (NZX Code: SUM)
Nature of the affected relevant interest(s):		Registered and/or beneficial ownership of ordinary shares and the power to acquire or dispose of, or to control the acquisition or disposal of, ordinary shares (as detailed below)
For that relevant interest-
Number held in class before acquisition or disposal:		(1) Power to acquire or dispose of, or to control the acquisition or disposal of, 11,917 ordinary shares
		(2) Registered holder and beneficial ownership of 340,262 ordinaryshares
Number held in class after acquisition or disposal:		(1) Power to acquire or dispose of, or to control the acqusition or disposal of, 11,961 ordinary shares
		(2) Registered holder and beneficial ownership of 341,176 ordinaryshares
Current registered holder(s):		(1)Donald Lisle Scoullar
		(2)Scott GradyScoullar
Registered holder(s)once transfers are registered:		As above
Summary of acquisition or disposal of specified derivatives relevant interest (if applicable) Type of affected derivative: N/A Class of underlyingfinancialproducts: N/A Details of affected derivative- The notional value of the derivative (if any) or the notional amount of underlying financial products(if any): N/A A statement as to whether the derivative is cash settled orphysicallysettled: N/A
		N/A
		N/A
The notional value of the derivative (if any) or the notional amount of underlying financial products(if any):		N/A
A statement as to whether the derivative is cash settled orphysicallysettled:		N/A
Maturitydate of the derivative(if any):		N/A
Expirydate of the derivative(if any):		N/A
Theprice specified in the terms of the derivative(if any):		N/A
Any other details needed to understand how the amount of the consideration payable under the derivative or the value of the derivative is affected by the value of the underlying financial products:		N/A
For that derivative,- Parties to the derivative: If the director or senior manager is not a party to the derivative, the nature of the relevant interest in the derivative:
Parties to the derivative:		N/A
If the director or senior manager is not a party to the derivative, the nature of the relevant interest in the derivative:		N/A
Details of transactions giving rise to acquisition or disposal
Total number of transactions to which notice relates:		Two
		22 March 2021
		(1) Issue of ordinary shares subject to the Dividend Reinvestment Plan, such ordinary shares subject to the power of acquisition or disposal as detailed above
		(2) Issue of ordinary shares subject to the Dividend Reinvestment Plan

Name of anyotherpartyorparties to the transaction(if known):		N/A
The consideration, expressed in New Zealand dollars, paid or recieved for the acquisition or disposal. If the consideration was not in cash and cannot be readily by converted into a cash value,describe the consideration:		(1) $558.91000000 (2) $11,605.97000000
Number of financialproducts to which the transaction related:		(1)44
		(2)914
If the issuer has a financial products trading policy that prohibits directors or senior managers from trading during any period without written clearance (a closed period) include the following details—
Whether relevant interests were aquired or disposed of duringa closedperiod:		N/A
Whether prior written clearance was provided to allow the aquisition or disposal to proceed duringthe closedperiod:		N/A
Date of the prior written clearance(if any):		N/A

Summary of other relevant interests after acquisition or disposal:

		Summerset Group Holdings Limited ordinary shares (NZX Code: SUM) and fixed rate bonds (NZX Codes: SUM010, SUM020 and SUM030)
		Registered and/or beneficial ownership of ordinary shares and options to acquire ordinary shares and the power to acquire or dispose of, or to control the acqusition or disposal of, fixed rate bonds(as detailed below)
		(1) Beneficial ownership of 350 ordinary shares pursuant to a widely held exempt employee share plan under which the shares have notyet vested
		(2) Beneficial ownership of 327,109 ordinary shares pursuant to a longterm incentiveplan under which the shares have vested
		(3) Holder of 252,645 options to subscribe for ordinary shares pursuant to a share option plan under which the options have not yet vested and become exercisable
		(4) Holder of 76,667 options to subscribe for ordinary shares pursuant to a share option plan under which the options have vested and become exercisable
		(5) Power to acquire or dispose of, or to control the acqusition or disposal of, 25,000 SUM010 fixed rate bonds
		(6) Power to acquire or dispose of, or to control the acqusition or disposal of, 40,000 SUM020 fixed rate bonds
		(7) Power to acquire or dispose of, or to control the acqusition or disposal of, 40,000 SUM030 fixed rate bonds
		(1)Summerset LTI Trustee Limited
		(2)Summerset LTI Trustee Limited
		(3)Scott GradyScoullar
		(4)Scott GradyScollar
		(5)Donald Lisle Scoullar
		(6)Donald Lisle Scoullar
		(7)Donald Lisle Scoullar
Type of derivative:		N/A
Details of derivative,-
The notional value of the derivative (if any) or the notional amount of underlying financial products (if any):		N/A
A statement as to whether the derivative is cash settled or physically settled:		N/A
Maturity date of the derivative (if any):		N/A
Expiry date of the derivative (if any):		N/A
The price's specified terms (if any):		N/A
Any other details needed to understand how the amount of the consideration payable under the derivative or the value of the derivative is affected by the value of the underlyingfinancialproducts:		N/A
For that derivative relevant interest,-		N/A
Parties to the derivative:		N/A
If the director or senior manager is not a party to the derivative, the nature of the relevant interest in the derivative:		N/A

Certification

I certify that, to the best of my knowledge and belief, the information contained in this disclosure is correct and that I am duly authorised to make this disclosure by all persons for whom it is made. Signature of director or officer: Date of signature: or Signature of person authorised to sign on behalf of director or officer: Date of signature: Name and title of authorised person:

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29 March 2021 N/A N/A N/A