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SUI Group Holdings Ltd. — Director's Dealing 2021
Apr 9, 2021
32776_dirs_2021-04-09_7b6141b7-9122-4974-9b0f-9fa7030a27cc.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Mill City Ventures III, Ltd (MCVT)
CIK: 0001425355
Period of Report: 2021-03-25
Reporting Person: GERACI JOSEPH ANTHONY II (Director, Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-25 | Common Stock | G | 2000 | — | Disposed | 700500 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 17273 | Indirect |
| Common Stock | 290055 | Indirect |
| Common Stock | 702500 | Direct |
| Common Stock | 1000 | Indirect |
Footnotes
F1: A Minnesota limited liability company of which the reporting person is a member and manager. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest.
F2: Of this amount, 50,000 common shares are subject to forfeiture pursuant to a restricted stock grant agreement with the issuer. Subject to the terms of the restricted stock grant agreement, those 50,000 shares are scheduled to vest on August 25, 2021.
F3: These common shares were transferred as a bona fide gift but remain "beneficially owned" under 17 CFR 240.13d-3. The reporting person disclaims beneficial ownership of these shares.