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SUI Group Holdings Ltd. — Director's Dealing 2017
Jun 16, 2017
32776_dirs_2017-06-16_89cf4c9c-0c4a-4c16-b7c5-d1e97b078938.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Mill City Ventures III, Ltd (MCVT)
CIK: 0001425355
Period of Report: 2017-06-09
Reporting Person: GERACI JOSEPH ANTHONY II (Director, Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-06-09 | Common Stock | P | 3000 | $0.7083 | Acquired | 334750 | Direct |
| 2017-06-14 | Common Stock | P | 5000 | $0.74 | Acquired | 339750 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 17273 | Indirect |
| Common Stock | 290055 | Indirect |
Footnotes
F1: A limited liability company, of which the Reporting Person is a member and a manager.
F2: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.685 to $0.72, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth.
F3: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.70 to $0.75, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth.