SUI Group Holdings Ltd. — Director's Dealing 2013

Mar 19, 2013

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Mill City Ventures III, Ltd (MCVT)
CIK: 0001425355
Period of Report: 2012-03-31

Reporting Person: POLINSKY DOUGLAS MICHAEL (Director, Chairman and CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2012-12-10	Common Stock	J	289600	$1.00	Acquired	290055	Indirect
2012-03-31	Common Stock	A	5455	—	Acquired	150092	Direct
2012-06-30	Common Stock	A	9091	—	Acquired	159183	Direct
2012-09-30	Common Stock	A	9081	—	Acquired	168264	Direct
2012-12-10	Common Stock	J	5900	$1.00	Acquired	174164	Direct
2012-12-10	Common Stock	A	6000	—	Acquired	180164	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	69411	Indirect
Common Stock	12728	Indirect

Footnotes

F1: A Minnesota corporation, of which the Reporting Person is founder and Chief Executive Officer.

F2: The Reporting Person has no pecuniary interest in these shares and disclaims beneficial ownership.

F3: On December 10, 2012, the Reporting Person and Lantern Advisers, LLC converted a substantial portion of the principal and interest of certain outstanding promissory notes into common stock.

F4: A limited liability company, of which the Reporting Person is a member and a manager.