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Strive, Inc. — Director's Dealing 2025
Sep 17, 2025
31937_dirs_2025-09-16_0de4c301-5021-416c-a9bc-b2d2f7245133.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Strive, Inc. (ASST)
CIK: 0001920406
Period of Report: 2025-09-12
Reporting Person: Sarkhani Arshia (Director, Chief Marketing Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2025-09-12 | Class B Common Stock | C | 1000000 | — | Acquired | 1250000 | Indirect |
| 2025-09-12 | Class B Common Stock | J | 1250000 | — | Disposed | 0 | Indirect |
| 2025-09-12 | Class B Common Stock | J | 39921 | — | Disposed | 0 | Direct |
| 2025-09-12 | Class A Common Stock | J | 1250000 | — | Acquired | 1250000 | Indirect |
| 2025-09-12 | Class A Common Stock | J | 39921 | — | Acquired | 39921 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2025-09-12 | Class A Common Stock | $ | C | 1000000 | Disposed | Class B Common Stock (1000000) | Indirect | |
| 2025-09-15 | Restricted Stock Units | $ | A | 740740 | Acquired | Class A Common Stock (740740) | Direct |
Footnotes
F1: Shares held of record by Asset Entities Holdings, LLC. The Reporting Person disclaims beneficial ownership of the shares except to the extent of such person' pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
F2: Pursuant to a reclassification exempt under Rule 16b-7, each share of the issuer's Class B Common Stock, $0.0001 par value per share (the "Original Class B Common Stock"), was redesignated as Class A Common Stock, $0.001 par value per share, and each share of the issuer's Class A Common Stock, $0.0001 par value per share (the "Original Class A Common Stock"), was redesignated as Class B Common Stock, $0.001 par value per share.
F3: The Original Class A Common Stock was convertible into the Original Class B Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and had no expiration date.
F4: The Restricted Stock Units vest as follows: 33% vests on the first anniversary of the grant date and the remainder vests as to 8.33% on a quarterly basis (with the vesting dates always being on March 31, June 30, September 30 or December 31, as applicable), in all cases subject to the Reporting Person's continued employment through each applicable vesting date.