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Strive, Inc. — Director's Dealing 2024
Feb 22, 2024
31937_dirs_2024-02-22_7b70c0da-b81b-43b2-a7ba-1219f8fb347a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Asset Entities Inc. (ASST)
CIK: 0001920406
Period of Report: 2024-02-22
Reporting Person: Gaubert Michael (Director, Executive Chairman, 10% Owner)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-02-22 | Class A Common Stock | $ | J | 122565 | Disposed | Class B Common Stock (122565) | Indirect | |
| 2024-02-22 | Class A Common Stock | $ | J | 97560 | Disposed | Class B Common Stock (97560) | Indirect | |
| 2024-02-22 | Class A Common Stock | $ | J | 97560 | Disposed | Class B Common Stock (97560) | Indirect | |
| 2024-02-22 | Class A Common Stock | $ | J | 97560 | Disposed | Class B Common Stock (97560) | Indirect | |
| 2024-02-22 | Class A Common Stock | $ | J | 291662 | Disposed | Class B Common Stock (291662) | Indirect | |
| 2024-02-22 | Class A Common Stock | $ | J | 146340 | Disposed | Class B Common Stock (146340) | Indirect |
Footnotes
F1: The Class A Common Stock is convertible into the issuer's Class B Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.
F2: Pro rata distribution to direct and indirect owners of Asset Entities Holdings, LLC ("AEH") other than the reporting person, and upon distribution the shares of Class A Common Stock converted to shares of Class B Common Stock.
F3: Shares held of record by AEH. The reporting person disclaims beneficial ownership of the shares except to the extent of such person's pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.