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Strive, Inc. — Director's Dealing 2024
Feb 22, 2024
31937_dirs_2024-02-22_b9ab1898-545c-486b-8f24-bf5c596590c8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Asset Entities Inc. (ASST)
CIK: 0001920406
Period of Report: 2024-02-22
Reporting Person: Dunlop Derek (Chief Experience Officer, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-02-22 | Class B Common Stock | J | 122565 | — | Acquired | 348065 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-02-22 | Class A Common Stock | $ | J | 122565 | Disposed | Class B Common Stock (122565) | Indirect | |
| 2024-02-22 | Class A Common Stock | $ | J | 97560 | Disposed | Class B Common Stock (97560) | Indirect | |
| 2024-02-22 | Class A Common Stock | $ | J | 97560 | Disposed | Class B Common Stock (97560) | Indirect | |
| 2024-02-22 | Class A Common Stock | $ | J | 97560 | Disposed | Class B Common Stock (97560) | Indirect | |
| 2024-02-22 | Class A Common Stock | $ | J | 291662 | Disposed | Class B Common Stock (291662) | Indirect | |
| 2024-02-22 | Class A Common Stock | $ | J | 146340 | Disposed | Class B Common Stock (146340) | Indirect | |
| 2024-02-22 | Class A Common Stock | $ | J | 7678369 | Disposed | Class B Common Stock (7532029) | Indirect |
Footnotes
F1: Pro rata distribution from Asset Entities Holdings, LLC ("AEH"), of which the reporting person was an indirect owner prior to the transactions reported herein.
F2: The Class A Common Stock is convertible into the issuer's Class B Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.
F3: Pro rata distribution from AEH to direct or indirect owners of AEH other than the reporting person, and upon distribution the shares of Class A Common Stock converted to shares of Class B Common Stock.
F4: Shares held of record by AEH. The reporting person was an indirect owner of AEH prior to the transactions reported herein.
F5: Following the transactions reported herein, the reporting person was no longer deemed to beneficially own any shares of the issuer that were held of record by AEH.