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Strive, Inc. Director's Dealing 2024

Sep 17, 2024

31937_dirs_2024-09-16_df3ae196-1866-4d6c-a06e-09b35eb705f9.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Asset Entities Inc. (ASST)
CIK: 0001920406
Period of Report: 2024-09-10

Reporting Person: Gaubert Michael (Director, Executive Chairman, 10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2024-09-10 Class B Common Stock C 256406 Acquired 256406 Indirect
2024-09-12 Class B Common Stock S 179683 $1.9719 Disposed 76723 Indirect
2024-09-13 Class B Common Stock S 76723 $1.5476 Disposed 0 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2024-09-10 Class A Common Stock $ C 256406 Disposed Class B Common Stock (256406) Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Class B Common Stock 30067 Direct

Footnotes

F1: Shares held of record by Asset Entities Holdings, LLC. The reporting person disclaims beneficial ownership of the shares except to the extent of such person's pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.85 to $2.19, inclusive. The reporting person undertakes to provide to Asset Entities Inc., any security holder of Asset Entities Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.47 to $1.6701, inclusive. The reporting person undertakes to provide to Asset Entities Inc., any security holder of Asset Entities Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F4: The Class A Common Stock is convertible into the issuer's Class B Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.