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STRIKE RESOURCES LIMITED Major Shareholding Notification 2004

Sep 16, 2004

65855_rns_2004-09-16_289849a0-0497-4666-8b73-e16cd24cb20b.pdf

Major Shareholding Notification

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Form 604

Corporations Act

671B

Notice of change in interests of substantial holder

To: Company Name/Scheme: RIVKIN FINANCIAL SERVICES LIMITED (RFS)

ABN 58 061 278 045

1. Details of substantial holders (1)

Name ACN / ABN
SOFCOM LIMITED (SOF) ABN 88 087 482 602
FAST SCOUT LIMITED (FSL) ABN 94 088 488 724
ALTERA CAPITAL LIMITED (AEA) ABN 55 082 541 437
DATA BASE SYSTEMS LIMITED (DES) Incorporated in Malaysia
AMBREEN CHAUDHRI (AMBREEN)
There was a change in the interests of the substantial holder on: 15 September 2004
The previous notice was given to the company on: 14 September 2004

The previous notice was dated:

14 September 2004

2. Previous and present voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate(2) had a relevant interest(3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:

Class of securities (4) Previous notice Present notice
Person's votes Voting power (5) Person's votes Voting power (5)
Ordinary Shares 7.217,465 7.195% (A) 8,904,465 8.877% (4)

$(A)$ Based on RFS total issued share capital being 100,312,134 shares

3. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date of change Person whose relevant
interest changed
Nature of change (6) Consideration given
in relation to
change $(7)$
Class and number of
securities affected
Person's votes
affected
Ordinary Shares
15/9/04 All parties named in
(1) above
Acquisition of shares on
ASX by CXL (B)
\$267,486 1,241,581 1,241,581
16/904 All parties named in
$(1)$ above
Acquisition of shares on
ASX by CXL (B)
\$74,488 345,419 345,419
17/9/04 All parties named in
$(1)$ above
Acquisition of shares on
ASX by CXL (B)
\$21,565 100,000 100,000

$(B)$ Please refer to ASIC Forms 604 Notices of change in interests of substantial holder in RFS lodged by CXL and dated 17 September 2004.

4. Present relevant interests

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

Holder of
relevant
interest
Registered
holder of
securities
Person entitled
to be registered
as holder®
Nature of relevant interest $^{(7)}$ Class and number
of securities and
Person's votes
Ordinary Shares
SOF SOF SOF Legal, beneficial and registered holder of shares 3,400,000
FSL FSL FSL Legal, beneficial and registered holder of shares 908,471
AEA AEA AEA Legal, beneficial and registered holder of shares 750,000
CXL CXL CXL Legal, beneficial and registered holder of shares (C 3,845,994)
SOF, FSL and SOF SOF Pursuant to a Memorandum of Understanding 30 June 2004 (MOU) 5,058,471
AEA FSL FSL between SOF, FSL and AEA (a copy of which was attached to
their notice of initial substantial holder dated 30 June 2004 as
AEA AEA annexure "A" therein)
CXL, SOF, SOF SOF Pursuant to acceptance by SOF, FSL and AEA on 6 September 8,904,465
AEA and FSL
FSL
AEA
CXL
FSL 2004 of a proposal by CXL to act co-operatively in relation to each
company's shareholdings in RFS (a copy of which was attached to
AEA SOF, FSL and AEA's nnotice of change in interests of substantial
CXL holder dated 14 September 2004 as annexure "A" therein)
AEA SOF SOF Also taken under section 608(3)(b) of the Corporations Act to 8,904,465
FSL FSL have a relevant interest in securities in which SOF has a relevant
inferesf
AEA AEA
CXL CXL
FSL SOF SOF Also taken under section 608(3)(b) of the Corporations Act to
have a relevant interest in securities in which AEA has a relevant
8,904,465
FSL FSL. interest
AEA AEA
CXL CXL
DBS SOF SOF Taken under section 608(3)(b) of the Corporations Act to have a 8,904,465
FSL FSL relevant interest in securities in which FSL has a relevant interest
AEA AEA
CXL CXL
AMBREEN SOF SOF Taken under section 608(3)(b) of the Corporations Act to have a 8,904,465
FSL FSL. relevant interest in securities in which DBS has a relevant interest
AEA AEA
CXL CXL

$|C|$ Please refer to ASIC Forms 604 Notices of change in interests of substantial holder in RFS lodged by CXL and dated 17 September 2004.

5. Changes in association

The persons who have become associates(2) of, ceased to be associates of, or have change the nature of their association(9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN/ARSN (if applicable) Nature of association
No changes

6. Addresses

The addresses of persons named in this form are as follows:

Name Address
SOF Level 19, The Como Centre, 644 Chapel Street, South Yarra, Victoria 3141
AEA Level 14, The Forrest Centre, 221 St Georges Terrace, Perth, Western Australia 6000
FSL Level 14, The Forrest Centre, 221 St Georges Terrace, Perth, Western Australia 6000
DBS Lot H Level 7 Wisma Oceanic Jalan Okk, Awang Besar 87007, Federal Territory of Labuan,
East Malaysia, Malaysia
AMBREEN 175A Sarwar Road, Rawalpindi PAKISTAN
CENTRAL EXCHANGE LIMITED Level 14, The Forrest Centre, 221 St Georges Terrace, Perth, Western Australia 6000
ABN 77 000 742 843 (CXL)

Signature

sign here date 17 September 2004
print name Victor Ho capacity Company Secretary of FSL
sign here date 17 September 2004
print name Victor Ho capacity Company Secretary of SOF
sign here date 17 September 2004
print name Victor Ho capacity Company Secretary of AEA
date 17 September 2004
sign here Azhar Chaudhri
print name capacity Director of DBS
sign here date 17 September 2004
print name Ambreen Chaudhri capacity Personally

DIRECTIONS

(1) If there are a number of substantial holders with similar or related relevant interests (eq a corporation and its related corporations. or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the form.

  • (2) See the definition of "associate" in section 9 of the Corporations Act.
  • (3) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act.
  • (4) The voting shares of a company constitute one class unless divided into separate classes.
  • (5) The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
  • (6) Include details of:
  • $(a)$ any relevant agreement or other circumstance because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
  • any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of the voting $(b)$ powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).

See the definition of "relevant agreement" in section 9 of the Corporations Act.

(7) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.

(8) If the substantial holder is unable to determine the identity of the person (eq if the relevant interest arises because of an option) write "unknown".

(9) Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.