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STRIKE RESOURCES LIMITED — Major Shareholding Notification 2004
Jul 15, 2004
65855_rns_2004-07-15_5362ea16-12ad-4acf-9e75-9fd4e947a4c3.pdf
Major Shareholding Notification
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Form 604
Corporations Act
671B
Notice of change in interests of substantial holder
To: Company Name/Scheme: RIVKIN FINANCIAL SERVICES LIMITED (RFS)
ABN 58 061 278 045
1. Details of substantial holders (1)
| Name | ACN / ABN | |
|---|---|---|
| SOFCOM LIMITED | (SOF) | ABN 88 087 482 602 |
| FAST SCOUT LIMITED | (FSL) | ABN 94 088 488 724 |
| ALTERA CAPITAL LIMITED. | (AEA) | ABN 55 082 541 437 |
| DATA BASE SYSTEMS LIMITED. | (DBS) | Incorporated in Malaysia |
| AMBREEN CHAUDHRI | (AMBREEN) | |
| There was a change in the interests of the substantial holder on: | 15 July 2004 |
|---|---|
| The previous notice was given to the company on: | 30 June 2004 |
| The previous notice was dated: | 30 June 2004 |
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate(2) had a relevant interest(3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
| Class of securities (4) | Previous notice | Present notice | ||
|---|---|---|---|---|
| Person's votes | Voting power (5) | Person's votes | Voting power (5) | |
| Ordinary Shares | 4,908.471 | 5.337% (A) | 5.058.471 | 5.043% (B) |
Based on RFS total issued share capital being 91,972,134 shares $(A)$
$(B)$ Based on RFS total issued share capital being 100,312,134 shares
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date ofchange | Person whoserelevant interestchanged | Nature of change (6) | Considerationgiven in relationto change $(7)$ | Class andnumber ofsecuritiesaffected | Person's votesaffected | % Voting Power |
|---|---|---|---|---|---|---|
| Ordinary Shares | ||||||
| 15 July | All parties named | Acquisition of shares | ||||
| 2004 | in $(1)$ above | on ASX by SOF | $34,167.22 | 150.000 | 150.000 | 0.15% |
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
| Holder ofrelevantinterest | Registeredholder ofsecurities | Person entitledto be registeredas holder (8) | Nature of relevant interest (7) | Class and numberof securities andPerson's votes |
|---|---|---|---|---|
| Ordinary Shares | ||||
| SOF | SOF | SOF | Legal, beneficial and registered holder of shares acquired on ASX | 3,400,000 |
| FSL | FSL. | FSL | Legal, beneficial and registered holder of shares acquired on ASX | 908,471 |
| AEA | AEA | AEA | Legal, beneficial and registered holder of shares acquired on ASX | 750,000 |
| SOF, FSL and | SOF | SOF | Pursuant to a Memorandum of Understanding 30 June 2004 (MOU) | 5.058,471 |
| AEA | FSL. | FSL. | between SOF, FSL and AEA (a copy of which was attached to thenotice of initial substantial holder dated 30 June 2004 as Annexure | |
| AEA | AEA | "A" therein) | ||
| AEA | SOF | SOF | Also taken under section 608(3)(b) of the Corporations Act tohave a relevant interest in securities in which SOF has a relevantinterest | 5,058,471 |
| FSL. | FSL. | |||
| AEA | AEA | |||
| FSL. | SOF | SOF | Also taken under section 608(3)(b) of the Corporations Act to | 5,058,471 |
| FSL. | FSL. | have a relevant interest in securities in which AEA has a relevantinterest | ||
| AEA | AEA | |||
| DBS | SOF | SOF | Taken under section 608(3)(b) of the Corporations Act to have a | 5,058,471 |
| FSL. | FSL. | relevant interest in securities in which FSL has a relevant interest | ||
| AEA | AEA | |||
| AMBREEN | SOF | SOF | Taken under section 608(3)(b) of the Corporations Act to have arelevant interest in securities in which DBS has a relevant interest | 5,058,471 |
| FSL. | FSL | |||
| AEA | AEA |
5. Changes in association
The persons who have become associates(2) of, ceased to be associates of, or have change the nature of their association(9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| Name and ACN/ARSN (if applicable) | Nature of association |
|---|---|
| No changes since the notice of initial substantial holders dated 30 June 2004 |
6. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| SOF | Level 19, The Como Centre, 644 Chapel Street, South Yarra, Victoria 3141 |
| AEA | Level 14, The Forrest Centre, 221 St Georges Terrace, Perth, Western Australia 6000 |
| FSL | Level 14, The Forrest Centre, 221 St Georges Terrace, Perth, Western Australia 6000 |
| DBS | Lot H Level 7 Wisma Oceanic Jalan Okk, Awang Besar 87007, Federal Territory of Labuan, East Malaysia, Malaysia |
| AMBREEN | 175A Sarwar Road, Rawalpindi PAKISTAN |
Signature
| sign here | date | 16 July 2004 | ||
|---|---|---|---|---|
| print name | Victor Ho | capacity | Director & Secretary of FSL | |
| sign hereprint name | Simon Cato | datecapacity | 16 July 2004Director of SOF | |
| sign hereprint name | Farooq Khan | datecapacity | 16 July 2004Director of AEA | |
| sign hereprint name | Azhar Chaudhri | datecapacity | 16 July 2004Director of DBS | |
| sign hereprint name | Ambreen Chaudhri | datecapacity | 16 July 2004Personally |
DIRECTIONS
(1) If there are a number of substantial holders with similar or related relevant interests (eq a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the form.
- (2) See the definition of "associate" in section 9 of the Corporations Act.
- (3) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act.
- (4) The voting shares of a company constitute one class unless divided into separate classes.
- (5) The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
- (6) Include details of:
- $(a)$ any relevant agreement or other circumstance because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
- any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of the voting $(b)$ powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act.
(7) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
(8) If the substantial holder is unable to determine the identity of the person (eq if the relevant interest arises because of an option) write "unknown".
(9) Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.