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STRICKLAND METALS LIMITED — Director's Dealing 2021
Aug 1, 2021
65869_rns_2021-08-01_b02bfe01-decb-48d6-b25b-ae62cc64bdd7.pdf
Director's Dealing
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Appendix 3Y
Change of Director's Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 30/09/01 Amended 01/01/11
| Name of entity Strickland Metals Limited | |
|---|---|
| ABN | 20 109 361 195 |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | David Morgan |
|---|---|
| Date of last notice | 24 May 2021 |
Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
| Direct or indirect interest | Direct and Indirect |
|---|---|
| Nature of indirect interest(including registered holder)Note: Provide details of the circumstances giving rise to the relevantinterest. | Registered Holders:Fiona Morgan (spouseof Director)David Morgan |
| Date of change | 2August2021 |
| No. of securities held prior to change | 1,111,110Ordinary Shares555,555STKOA Quoted Options exerciseprice $0.036 per share expiring 17May2024. |
| Class | Ordinary Shares and Performance Rights |
| Number acquired | (a)1,408,730Ordinary Shares;(b)Performance Rights:(i)3,000,000vestupontheCompany's shares achieving 10dayVWAPof$0.10,expiring2/8/2025; and(ii)3,000,000vestupontheCompany's shares achieving 10dayVWAPof$0.20,expiring2/8/2025. |
+ See chapter 19 for defined terms.
| Number disposed | Nil |
|---|---|
| Value/ConsiderationNote: If consideration is non-cash, provide details and estimatedvaluation | (a)Ordinary Shareswere acquired for$56,349.20(Sharespurchasedat$.0.04per share);and(b)Performance Rightswere issued forNil considerationas part of Company'semployeeIncentiveSchemepershareholder approval at EGM dated 30July2021.Estimatedvaluation$156,046.22. (See Notice of Meetingreleased 30 June 2021 for furtherdetails). |
| No. of securities held after change | •2,519,840Ordinary Shares;•555,555STKOA Quoted Optionsexercise price $0.036 per shareexpiring 17May 2024;•3,000,000 Performance Rights vestupontheCompany'ssharesachieving 10 day VWAP of $0.10,expiring 2/8/2025; and•3,000,000 Performance Rights vestupontheCompany'ssharesachieving 10 day VWAP of $0.20,expiring 2/8/2025. |
+ See chapter 19 for defined terms.
| Nature of changeExample: on-market trade, off-market trade, exercise of options, issueof securities under dividend reinvestment plan, participation in buyback | (a)158,730Ordinary Shares related toAcceptanceofentitlementasshareholder under Company's prorata entitlements issue announcedon 23 June 2021;(b)1,250,000 Shares issued as part ofparticipationintheCompany'sPlacementannounced23June |
|---|---|
| 2021andobtained shareholderapproval on 30 July 2021;and(c)Performance Rights issued underEmployee Incentive Scheme andwere issued following shareholderapproval at meeting dated 30 July2021. |
| Detail of contract | N/A |
|---|---|
| Nature of interest | N/A |
| Name of registered holder | N/A |
| (if issued securities) | |
| Date of change | N/A |
| No. and class of securities to which | N/A |
| interest related prior to changeNote: Details are only required for a contract inrelation to which the interest has changed | |
| Interest acquired | N/A |
| Interest disposed | N/A |
| Value/ConsiderationNote: If consideration is non-cash, provide detailsand an estimated valuation | N/A |
| Interest after change | N/A |
+ See chapter 19 for defined terms.
| Were the interests in the securities or contracts detailed | No |
|---|---|
| above traded during a +closed periodwhere prior written | |
| clearance was required? | |
| If so, was prior written clearance provided to allow the | N/A |
| trade to proceed during this period? | |
| If prior written clearance was provided, on what date was | N/A |
| this provided? |
+ See chapter 19 for defined terms.
Appendix 3Y
Change of Director's Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 30/09/01 Amended 01/01/11
| Name of entity Strickland Metals Limited | |
|---|---|
| ABN | 20 109 361 195 |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | Anthony McClure |
|---|---|
| Date of last notice | 24 May 2021 |
Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
| Direct or indirect interest | Direct |
|---|---|
| Nature of indirect interest(including registered holder)Note: Provide details of the circumstances giving rise to the relevantinterest. | Registeredholder:AnthonyMcClure(direct interest) |
| Date of change | 2August2021 |
| No. of securities held prior to change | (a)5,555,550 Shares; and(b)2,777,775STKOAQuotedOptionsexerciseprice$0.036pershareexpiring 17May 2024. |
| Class | Ordinary Shares and Performance Rights |
| Number acquired | (a)2,500,000Ordinary Shares;(b)Performance Rights:(i)4,500,000vestupontheCompany's shares achieving 10dayVWAPof$0.10,expiring2/8/2025; and(ii)4,500,000vestupontheCompany's shares achieving 10dayVWAPof$0.20,expiring2/8/2025. |
+ See chapter 19 for defined terms.
| Number disposed | Nil |
|---|---|
| Value/ConsiderationNote: If consideration is non-cash, provide details and estimatedvaluation | (a)Ordinary Shares were acquired for$100,000.00(Shares purchased at$.0.04per share);and(b)Performance Rights were issuedfor Nil consideration as part ofCompany'semployeeIncentiveScheme per shareholder approvalatEGMdated30July2021.Estimated valuation $234,069.33.(See Notice of Meeting released 30June 2021 for further details). |
| No. of securities held after change | (a)8,055,550Ordinary Shares;(b)2,777,775STKOAQuoted Optionsexercise price $0.036 per shareexpiring 17May 2024;(c)4,500,000 performance rights vestupontheCompany'ssharesachieving 10 day VWAP of $0.10,expiring 2/8/2025; and(d)4,500,000 performance rights vestupontheCompany'ssharesachieving 10 day VWAP of $0.20,expiring 2/8/2025. |
| Nature of changeExample: on-market trade, off-market trade, exercise of options, issueof securities under dividend reinvestment plan, participation in buyback | (a)793,650Ordinary Shares related toAcceptanceofentitlementasshareholder under Company's prorata entitlements issue announcedon 23 June 2021;(b)1,706,350Ordinary Shares issuedas part of participation in theCompany's Placement announced23June2021andobtainedshareholder approval on 30 July2021;and(c)Performance Rights issued underEmployee Incentive Scheme andwere issued following shareholderapproval at meeting dated 30 July2021. |
| Detail of contract | N/A |
|---|---|
+ See chapter 19 for defined terms.
| Nature of interest | N/A |
|---|---|
| Name of registered holder(if issued securities) | N/A |
| Date of change | N/A |
| No. and class of securities to whichinterest related prior to changeNote: Details are only required for a contract inrelation to which the interest has changed | N/A |
| Interest acquired | N/A |
| Interest disposed | N/A |
| Value/ConsiderationNote: If consideration is non-cash, provide detailsand an estimated valuation | N/A |
| Interest after change | N/A |
| Were the interests in the securities or contracts detailed | No |
|---|---|
| above traded during a +closed periodwhere prior written | |
| clearance was required? | |
| If so, was prior written clearance provided to allow the | N/A |
| trade to proceed during this period? | |
| If prior written clearance was provided, on what date was | N/A |
| this provided? |
+ See chapter 19 for defined terms.
Appendix 3Y
Change of Director's Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 30/09/01 Amended 01/01/11
| Name of entity Strickland Metals Limited | |
|---|---|
| ABN | 20 109 361 195 |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | Mark Cossom |
|---|---|
| Date of last notice | 11 May 2021 |
Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
| Direct or indirect interest | Indirect |
|---|---|
| Nature of indirect interest(including registered holder)Note: Provide details of the circumstances giving rise to the relevantinterest. | Registered Holder: Mark Cossom + KellyJean Cossom |
| Date of change | 2August2021 |
| No. of securities held prior to change | Nil |
| Class | (a)Ordinary Shares; and(b)Performance Rights |
| Number acquired | (a)500,000Ordinary Shares;(b)Performance Rights:(i)3,000,000vestupontheCompany'ssharesachieving10dayVWAPof$0.10,expiring 2/8/2025; and(ii)3,000,000vestupontheCompany'ssharesachieving10dayVWAPof$0.20,expiring 2/8/2025. |
| Number disposed | Nil |
+ See chapter 19 for defined terms.
| Value/ConsiderationNote: If consideration is non-cash, provide details and estimatedvaluation | (a)Ordinary Shares were acquired for$20,000.00(Shares purchased at$.0.04 per share);(b)Performance Rightswere issuedfor Nil considerationas part ofCompany'semployeeIncentiveScheme per shareholder approvalatEGMdated30July2021.Estimated valuation $156,046.22.(See Notice of Meeting released 30June 2021 for further details). |
|---|---|
| No. of securities held after change | (a)500,000 Ordinary Shares;(b)Performance Rights:(i)3,000,000vestupontheCompany'ssharesachieving10dayVWAPof$0.10,expiring 2/8/2025; and(ii)3,000,000vestupontheCompany'ssharesachieving10dayVWAPof$0.20,expiring 2/8/2025. |
| Nature of changeExample: on-market trade, off-market trade, exercise of options, issueof securities under dividend reinvestment plan, participation in buyback | (a)Shares issued as part of participationintheCompany'sPlacementannounced 23 June 2021 and obtainedshareholder approval on 30 July 2021.(b)PerformanceRightsissuedunderEmployee Incentive Scheme and wereissued following shareholder approvalat meeting dated 30 July 2021. |
| Detail of contract | N/A |
|---|---|
| Nature of interest | N/A |
| Name of registered holder(if issued securities) | N/A |
| Date of change | N/A |
+ See chapter 19 for defined terms.
| No. and class of securities to whichinterest related prior to changeNote: Details are only required for a contract inrelation to which the interest has changed | N/A |
|---|---|
| Interest acquired | N/A |
| Interest disposed | N/A |
| Value/ConsiderationNote: If consideration is non-cash, provide detailsand an estimated valuation | N/A |
| Interest after change | N/A |
| Were the interests in the securities or contracts detailed | No |
|---|---|
| above traded during a +closed periodwhere prior written | |
| clearance was required? | |
| If so, was prior written clearance provided to allow the | N/A |
| trade to proceed during this period? | |
| If prior written clearance was provided, on what date was | N/A |
| this provided? |
+ See chapter 19 for defined terms.
Appendix 3Y
Change of Director's Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 30/09/01 Amended 01/01/11
| Name of entity Strickland Metals Limited | |
|---|---|
| ABN | 20 109 361 195 |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | Paul Skinner |
|---|---|
| Date of last notice | 24 May 2021 |
Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
| Direct or indirect interest | Direct and Indirect |
|---|---|
| Nature of indirect interest(including registered holder)Note: Provide details of the circumstances giving rise to the relevantinterest.Date of change | Kinetic Trade Pty LtdPCSJPS Pty Ltd2August 2021 |
| No. of securities held prior to change | •9,961,059Ordinary Shares;•1,992,212STKOAQuotedOptionsexercise price $0.036per share expiring17May 2024;•1,000,000Unlistedoptions,vested,exercisable by payment of $0.04 eachexpiring28 August 2024;•2,000,000Unlistedoptions,vesting31/07/2021, exercisable by payment of$0.04 each expiring 28 August 2024;•2,000,000unlistedoptions,vesting31/07/2022, exercisable by payment of$0.05 each expiring 28 August 2024. |
| Class | Ordinary Shares and Performance Rights |
+ See chapter 19 for defined terms.
| Number acquired | (a)3,923,009Ordinary Shares;(b)Performance Rights:(i)3,000,000vestupontheCompany's shares achieving 10dayVWAPof$0.10,expiring2/8/2025; and(ii)3,000,000vestupontheCompany's shares achieving 10dayVWAPof$0.20,expiring2/8/2025. |
|---|---|
| Number disposed | Nil |
| Value/ConsiderationNote: If consideration is non-cash, provide details and estimatedvaluationNo. of securities held after change | (a)Ordinary Shares were acquired for$156,920.32(Sharespurchasedat$.0.04per share);and(b)Performance Rightswere issued forNil considerationas part of Company'semployeeIncentiveSchemepershareholder approval at EGM dated 30July2021.Estimatedvaluation$156,046.22. (See Notice of Meetingreleased 30 June 2021 for furtherdetails).•13,884,068Ordinary Shares;•1,992,212STKOAQuotedOptionsexerciseprice$0.036pershareexpiring17May 2024;•1,000,000Unlistedoptions,vested,exercisable by payment of $0.04 eachexpiring28 August 2024;•2,000,000Unlistedoptions,vesting31/07/2021, exercisable by paymentof $0.04 each expiring 28 August 2024;•2,000,000unlistedoptions,vesting31/07/2022, exercisable by paymentof $0.05 each expiring 28 August 2024;•3,000,000performancerightsvestupon the Company's shares achieving10dayVWAPof$0.10,expiring2/8/2025; and•3,000,000performancerightsvestupon the Company's shares achieving10dayVWAPof$0.20,expiring2/8/2025. |
+ See chapter 19 for defined terms.
| Nature of change | (a)1,423,009Ordinary Shares related |
|---|---|
| Example: on-market trade, off-market trade, exercise of options, issueof securities under dividend reinvestment plan, participation in buy | to Acceptance of entitlementas |
| back | shareholder under Company's pro |
| rata entitlements issue announced | |
| on 23 June 2021; | |
| (b)2,500,000 Shares issued as part of | |
| participationintheCompany's | |
| Placementannounced23June | |
| 2021andobtained shareholder | |
| approval on 30 July 2021. | |
| (c)Performance Rights issued under | |
| Employee Incentive Scheme and | |
| were issued following shareholderapproval at meeting dated 30 July | |
| 2021. | |
Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should be disclosed in this part.
| Detail of contract | N/A |
|---|---|
| Nature of interest | N/A |
| Name of registered holder(if issued securities) | N/A |
| Date of change | N/A |
| No. and class of securities to whichinterest related prior to changeNote: Details are only required for a contract inrelation to which the interest has changed | N/A |
| Interest acquired | N/A |
| Interest disposed | N/A |
| Value/ConsiderationNote: If consideration is non-cash, provide detailsand an estimated valuation | N/A |
| Interest after change | N/A |
+ See chapter 19 for defined terms.
| Were the interests in the securities or contracts detailed | No |
|---|---|
| above traded during a +closed periodwhere prior written | |
| clearance was required? | |
| If so, was prior written clearance provided to allow the | N/A |
| trade to proceed during this period? | |
| If prior written clearance was provided, on what date was | N/A |
| this provided? |
+ See chapter 19 for defined terms.
Appendix 3Y
Change of Director's Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 30/09/01 Amended 01/01/11
| Name of entity Strickland Metals Limited | |
|---|---|
| ABN | 20 109 361 195 |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | Trent Franklin |
|---|---|
| Date of last notice | 24 May 2021 |
Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
| Direct or indirect interest | Indirect | |
|---|---|---|
| Nature of indirect interest(including registered holder)Note: Provide details of the circumstances giving rise to the relevantinterest. | EnableInvestmentManagerPtyLtd(director)Accrecap Pty Ltd(director)Stashcap Pty Ltd(director)Penklin Pty Ltd(director) | |
| Date of change | 2August2021 | |
| No. of securities held prior to change | (a)16,000,000Ordinary Shares; and(b)8,000,000STKOAQuotedOptionsexerciseprice$0.036pershareexpiring 17May 2024. | |
| Class | OrdinaryShares,QuotedOptionsandPerformance Rights |
+ See chapter 19 for defined terms.
| Number acquired | (a)9,807,187OrdinaryShares;(b)15,000,000STKOAQuoted Optionsexercise price $0.036 per shareexpiring 17 May 2024;and(c)Performance Rights:(i)3,000,000vestupontheCompany's shares achieving 10dayVWAPof$0.10,expiring2/8/2025; and(ii)3,000,000vestupontheCompany's shares achieving 10dayVWAPof$0.20,expiring2/8/2025. |
|---|---|
| Number disposedValue/ConsiderationNote: If consideration is non-cash, provide details and estimatedvaluation | Nil(a)Ordinary Shares were acquired for$392,287.64(Sharespurchasedat$.0.04per share);and(b)STKOA QuotedOptions were issued aspart consideration for Enrizen CapitalPty Ltd ( a company related to TrentFranklin) underwriting the Company'sRights Issue announced on 12 April2021,Shareholderapprovalwasobtained toissue the Options on 30July2021.Estimatedvaluation$261,906.00 (See Notice of Meetingreleased30 June 2021 for furtherdetails);(c)Performance Rightswere issued forNil considerationas part of Company'semployeeIncentiveSchemepershareholder approval at EGM dated 30July2021.Estimatedvaluation$156,046.22. (See Notice of Meetingreleased 30 June 2021 for furtherdetails). |
+ See chapter 19 for defined terms.
| No. of securities held after change | (a)25,807,187Ordinary Shares;(b)23,000,000 STKOAQuoted Optionsexerciseprice$0.036pershareexpiring 17May 2024;(c)Performance Rights:(i)3,000,000vestupontheCompany's shares achieving 10dayVWAPof$0.10,expiring2/8/2025; and(ii)3,000,000vestupontheCompany's shares achieving 10dayVWAPof$0.20,expiring2/8/2025. |
|---|---|
| Nature of changeExample: on-market trade, off-market trade, exercise of options, issue | (a)2,285,716Ordinary Shares related toAcceptanceofentitlementas |
| of securities under dividend reinvestment plan, participation in buyback | shareholder under Company's pro rataentitlements issue announced on 23June 2021;(b)7,521,471Ordinary Shares issued aspart of participation in theCompany'sPlacement announced 23 June 2021and obtained shareholder approval on30 July 2021;(c)STKOA Quoted Options issued as partconsideration for Enrizen Capital PtyLtd ( a company related to Trent |
| Franklin) underwriting the Company'sRights Issue announced on 12 April2021,Shareholderapprovalwasobtained to issue the Options on 30July 2021; and | |
| (d)PerformanceRightsissuedunderEmployeeIncentive Scheme and wereissued following shareholder approvalat meeting dated 30 July 2021. |
| Detail of contract | N/A |
|---|---|
| Nature of interest | N/A |
+ See chapter 19 for defined terms.
| Name of registered holder(if issued securities) | N/A |
|---|---|
| Date of change | N/A |
| No. and class of securities to whichinterest related prior to changeNote: Details are only required for a contract inrelation to which the interest has changed | N/A |
| Interest acquired | N/A |
| Interest disposed | N/A |
| Value/ConsiderationNote: If consideration is non-cash, provide detailsand an estimated valuation | N/A |
| Interest after change | N/A |
| Were the interests in the securities or contracts detailed | No |
|---|---|
| above traded during a +closed periodwhere prior written | |
| clearance was required? | |
| If so, was prior written clearance provided to allow the | N/A |
| trade to proceed during this period? | |
| If prior written clearance was provided, on what date was | N/A |
| this provided? |
+ See chapter 19 for defined terms.