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STREAMPLAY STUDIO LIMITED — Major Shareholding Notification 2018
Mar 11, 2018
65841_rns_2018-03-11_82aa7337-efab-49f9-bcc7-3131d3c6d7b6.pdf
Major Shareholding Notification
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Form 603
Corporations Law Section 671B
Notice of initial substantial holder
| To: Company Name/Scheme | ARROWHEAD RESOURCES LIMITED | |
|---|---|---|
| ACN/ARSN | 004 766 376 | |
| 1. Details of substantial holder (1) | ||
| Name: | UBS Group AG and its related bodies corporate | |
| ACN/ARSN (if applicable) | ||
| The holder became a substantial holder on: | 8 March 2018 |
Details of voting power $2.$
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:
| Class of securities (4) | Number of securities | Persons' votes (5) | Voting power (6) | ||
|---|---|---|---|---|---|
| Ordinary | 12,646,515 | 12,646,515 | $9.26%$ |
Details of relevant interests $3.$
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
| Holder of relevant interest | 'Nature of relevant interest (7) | Class and number ofsecurities | |
|---|---|---|---|
| ' Beneficial Owner | 12,646,125 | Ordinary | |
| UBS Securities Australia Ltd | 1 Broker with power to exercise discretion over account | 390 | Ordinary |
| UBS Switzerland AG |
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
| Holder of relevantinterest | ' Registered holder ofsecurities | Person entitled to be$\frac{1}{2}$ registered as holder (8) | ' Class and number ofsecurities | |
|---|---|---|---|---|
| ` UBS Securities Australia Ltd | Brispot Nominees Pty Ltd | ` UBS Securities Australia Ltd | Ordinary12,646,125 | |
| Various Custodians | UBS Switzerland AG | Ordinary 390 | ||
| UBS Switzerland AG |
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:
| Holder of relevant interest | 'Date of acquisition | Consideration (9) | Class and numberof securities | |||
|---|---|---|---|---|---|---|
| Cash | Non-cash | |||||
| Please see Appendix A. |
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
| Name and ACN/ ARSN (if applicable) | Nature of association | |
|---|---|---|
| UBS Securities Australia Ltd | Related body corporate | |
| Brispot Nominees Pty Ltd | Related body corporate | |
| UBS Switzerland AG | Related body corporate |
7. Addresses
The addresses of persons named in this form are as follows:
| Name | Addresses |
|---|---|
| 1 Details of all UBS offices can be found through thet following link: http://apps2.ubs.com/locationfinder/ |
SIGNATURE
| Print Name: | Philip Alexander | Capacity: | Authorised signatory |
|---|---|---|---|
| Sign Here: | Posser | Date: | 12 March 2018 |
| Print Name: | Serene Peh | Capacity: | Authorised signatory |
| Sign Here: | Date: | 12 March 2018 | |
الالتكونسيس س
Contact details for this notice:
------------------------------Serene Peh Group Risk Control $(T) + 6564955283$ ---------------
| ----- | |||||
|---|---|---|---|---|---|
| Date ofchange | Person whose relevant interest changed | Nature of Change | Consideration given inrelation to change | Number of securities I | Class |
| 01-Dec-17 | LUBS Switzerland AG | Transfer-In | N/A | Ordinary | |
| 08-Mar-18 | IUBS Securities Australia Ltd | .Buv | 252,9231 | 12.646.125 | Ordinary |
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