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Strategy Inc — Director's Dealing 2024
Feb 14, 2024
29883_dirs_2024-02-14_67ddc65c-67b0-4e59-a5d9-282f3d4a9173.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MICROSTRATEGY Inc (MSTR)
CIK: 0001050446
Period of Report: 2024-02-12
Reporting Person: RICKERTSEN CARL J (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-02-12 | Class A Common Stock | M | 1250 | $129.57 | Acquired | 3250 | Direct |
| 2024-02-12 | Class A Common Stock | M | 2500 | $132.91 | Acquired | 5750 | Direct |
| 2024-02-12 | Class A Common Stock | M | 2500 | $124.48 | Acquired | 8250 | Direct |
| 2024-02-12 | Class A Common Stock | M | 2500 | $470.00 | Acquired | 10750 | Direct |
| 2024-02-12 | Class A Common Stock | M | 1250 | $264.69 | Acquired | 12000 | Direct |
| 2024-02-12 | Class A Common Stock | S | 1555 | $691.26 | Disposed | 10445 | Direct |
| 2024-02-12 | Class A Common Stock | S | 3758 | $692.00 | Disposed | 6687 | Direct |
| 2024-02-12 | Class A Common Stock | S | 1051 | $692.91 | Disposed | 5636 | Direct |
| 2024-02-12 | Class A Common Stock | S | 290 | $694.02 | Disposed | 5346 | Direct |
| 2024-02-12 | Class A Common Stock | S | 437 | $695.45 | Disposed | 4909 | Direct |
| 2024-02-12 | Class A Common Stock | S | 1044 | $696.38 | Disposed | 3865 | Direct |
| 2024-02-12 | Class A Common Stock | S | 1599 | $696.69 | Disposed | 2266 | Direct |
| 2024-02-12 | Class A Common Stock | S | 50 | $697.29 | Disposed | 2216 | Direct |
| 2024-02-12 | Class A Common Stock | S | 216 | $697.40 | Disposed | 2000 | Direct |
| 2024-02-12 | Class A Common Stock | S | 2000 | $716.34 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-02-12 | Director Stock Option (Right to buy) | $129.57 | M | 1250 | Disposed | 2028-05-31 | Class A Common Stock (1250) | Direct |
| 2024-02-12 | Director Stock Option (Right to buy) | $132.91 | M | 2500 | Disposed | 2029-05-31 | Class A Common Stock (2500) | Direct |
| 2024-02-12 | Director Stock Option (Right to buy) | $124.48 | M | 2500 | Disposed | 2030-05-31 | Class A Common Stock (2500) | Direct |
| 2024-02-12 | Director Stock Option (Right to buy) | $470.00 | M | 2500 | Disposed | 2031-05-31 | Class A Common Stock (2500) | Direct |
| 2024-02-12 | Director Stock Option (Right to buy) | $264.69 | M | 1250 | Disposed | 2032-05-31 | Class A Common Stock (1250) | Direct |
Footnotes
F1: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $690.55 to $691.545, inclusive. The reporting person undertakes to provide to MicroStrategy Incorporated, any security holder of MicroStrategy Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
F2: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $691.55 to $692.51, inclusive. The reporting person undertakes to provide to MicroStrategy Incorporated, any security holder of MicroStrategy Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
F3: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $692.65 to $693.55, inclusive. The reporting person undertakes to provide to MicroStrategy Incorporated, any security holder of MicroStrategy Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
F4: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $693.70 to $694.41, inclusive. The reporting person undertakes to provide to MicroStrategy Incorporated, any security holder of MicroStrategy Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
F5: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $694.87 to $695.85, inclusive. The reporting person undertakes to provide to MicroStrategy Incorporated, any security holder of MicroStrategy Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
F6: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $695.87 to $696.78, inclusive. The reporting person undertakes to provide to MicroStrategy Incorporated, any security holder of MicroStrategy Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
F7: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $696.25 to $697.24, inclusive. The reporting person undertakes to provide to MicroStrategy Incorporated, any security holder of MicroStrategy Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
F8: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $696.92 to $697.67, inclusive. The reporting person undertakes to provide to MicroStrategy Incorporated, any security holder of MicroStrategy Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
F9: The 1,250 shares exercised on February 12, 2023 pursuant to this option vested on May 31, 2022.
F10: See Exhibit A.
F11: Of the 2,500 shares exercised on February 12, 2023 pursuant to this option, 1,250 shares vested on May 31, 2022 and 1,250 shares vested on May 31, 2023.
F12: Of the 2,500 shares exercised on February 12, 2023 pursuant to this option, 1,250 shares vested on May 31, 2022 and 1,250 shares vested on May 31, 2023. The remaining 1,250 shares subject to this option are scheduled to vest on May 31, 2024.
F13: Of the 2,500 shares exercised on February 12, 2023 pursuant to this option, 1,250 shares vested on May 31, 2022 and 1,250 shares vested on May 31, 2023. Of the remaining 2,500 shares subject to this option, 1,250 shares are scheduled to vest on May 31, 2024 and 1,250 shares are scheduled to vest on May 31, 2025.
F14: The 1,250 shares exercised on February 12, 2023 pursuant to this option vested on May 31, 2023. Of the remaining 3,750 shares subject to this option, 1,250 shares are scheduled to vest on May 31, 2024, 1,250 shares are scheduled to vest on May 31, 2025, and 1,250 shares are scheduled to vest on May 31, 2026.