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Strategy Inc — Director's Dealing 2024
Aug 15, 2024
29883_dirs_2024-08-15_2c3c7ea6-ed74-4c56-a57d-b4bcd69f6314.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MICROSTRATEGY Inc (MSTR)
CIK: 0001050446
Period of Report: 2024-08-13
Reporting Person: RICKERTSEN CARL J (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-08-13 | Class A Common Stock | M | 12500 | $12.45 | Acquired | 17470 | Direct |
| 2024-08-13 | Class A Common Stock | M | 12500 | $47.00 | Acquired | 29970 | Direct |
| 2024-08-13 | Class A Common Stock | M | 12500 | $26.47 | Acquired | 42470 | Direct |
| 2024-08-13 | Class A Common Stock | M | 7610 | $30.16 | Acquired | 50080 | Direct |
| 2024-08-13 | Class A Common Stock | S | 19714 | $131.48 | Disposed | 30366 | Direct |
| 2024-08-13 | Class A Common Stock | S | 20651 | $132.55 | Disposed | 9715 | Direct |
| 2024-08-13 | Class A Common Stock | S | 4745 | $133.22 | Disposed | 4970 | Direct |
| 2024-08-13 | Class A Common Stock | S | 4607 | $131.53 | Disposed | 363 | Direct |
| 2024-08-13 | Class A Common Stock | S | 363 | $132.13 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-08-13 | Director Stock Option (Right to buy) | $12.45 | M | 12500 | Disposed | 2030-05-31 | Class A Common Stock (12500) | Direct |
| 2024-08-13 | Director Stock Option (Right to buy) | $47.00 | M | 12500 | Disposed | 2031-05-31 | Class A Common Stock (12500) | Direct |
| 2024-08-13 | Director Stock Option (Right to buy) | $26.47 | M | 12500 | Disposed | 2032-05-31 | Class A Common Stock (12500) | Direct |
| 2024-08-13 | Director Stock Option (Right to buy) | $30.16 | M | 7610 | Disposed | 2033-05-31 | Class A Common Stock (7610) | Direct |
Footnotes
F1: On August 7, 2024, the Issuer effected a 10-for-1 forward stock split. See Exhibit A for additional information.
F2: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.04 to $131.96, inclusive. The reporting person undertakes to provide to MicroStrategy Incorporated, any security holder of MicroStrategy Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
F3: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $132.05 to $133.00, inclusive. The reporting person undertakes to provide to MicroStrategy Incorporated, any security holder of MicroStrategy Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
F4: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $133.05 to $133.52, inclusive. The reporting person undertakes to provide to MicroStrategy Incorporated, any security holder of MicroStrategy Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
F5: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.09 to $132.06, inclusive. The reporting person undertakes to provide to MicroStrategy Incorporated, any security holder of MicroStrategy Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
F6: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $132.10 to $132.21, inclusive. The reporting person undertakes to provide to MicroStrategy Incorporated, any security holder of MicroStrategy Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
F7: As a result of the Stock Dividend, effective August 7, 2024, the exercise price of this option decreased from $124.48 per share to $12.448 per share and the number of shares underlying this option increased from 1,250 shares to 12,500 shares. The 12,500 shares exercised on August 13, 2024 pursuant to this option vested on May 31, 2024.
F8: See Exhibit A.
F9: As a result of the Stock Dividend, effective August 7, 2024, the exercise price of this option decreased from $470.00 per share to $47.00 per share and the number of shares underlying this option increased from 2,500 shares to 25,000 shares. The 12,500 shares exercised on August 13, 2024 pursuant to this option vested on May 31, 2024. The remaining 12,500 shares are scheduled to vest on May 31, 2025.
F10: As a result of the Stock Dividend, effective August 7, 2024, the exercise price of this option decreased from $264.69 per share to $26.469 per share and the number of shares underlying this option increased from 3,750 shares to 37,500 shares. The 12,500 shares exercised on August 13, 2024 pursuant to this option vested on May 31, 2024. Of the 25,000 shares subject to this option, 12,500 are scheduled to vest on May 31, 2025 and 12,500 are scheduled to vest on May 31, 2026.
F11: As a result of the Stock Dividend, effective August 7, 2024, the exercise price of this option decreased from $301.63 per share to $30.163 per share and the number of shares underlying this option increased from 761 shares to 7,610 shares. The 7,610 shares exercised on August 13, 2024 pursuant to this option vested on May 31, 2024.