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STRATA Skin Sciences, Inc. — Director's Dealing 2018
Sep 10, 2018
35146_dirs_2018-09-10_427f32f8-34c7-41b0-ba7b-5d0889c92e66.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STRATA Skin Sciences, Inc. (SSKN)
CIK: 0001051514
Period of Report: 2018-06-15
Reporting Person: Rafaeli Dolev (Director, CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-06-15 | SSKN Common Stock | J | 5814 | $1.09 | Acquired | 5814 | Direct |
Footnotes
F1: 6/15/18 reporting person was entitled to receive 5,814 shares of common stock pursuant to a "retained risk" provision in the Subscription Agreement & related stock purchase agreement between the Company & the reporting person dated 5/29/18 ("Subscription Agreement"). Subscription Agreement provided that [Purchasers] would receive [additional] shares of common stock in the event of certain contingent expense events, one of which was determined to have occurred 6/15/18, resulted in the purchasers, including the reporting person, acquired additional shares. The number of shares issuable pursuant to that provision, determined on 6/15/18 pursuant to a formula set forth in the Subscription Agreement, provided that, for purposes of determining the number of shares issuable, the common stock would be valued at $1.09 per share, which was the purchase price of the common stock in the Subscription Agreement.