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STRATA Skin Sciences, Inc. — Director's Dealing 2006
Nov 6, 2006
35146_dirs_2006-11-06_9b5404d5-d8bb-4115-a026-b4d51164c04f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ELECTRO OPTICAL SCIENCES INC /NY (MELA)
CIK: 0001051514
Period of Report: 2006-11-03
Reporting Person: Lufkin Dan W (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2006-11-03 | Common Stock | P | 70175 | $5.68 | Acquired | 443906 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2006-11-03 | Stock Warrants | $6.70 | P | 70175 | Acquired | 2011-11-03 | Common Stock (10526) | Direct |
Footnotes
F1: Of the 443,906 shares reported, Mr. Lufkin disclaims beneficial ownership of 140,570 shares held by trusts.
F2: Common Stock purchase of $5.68 per share plus $.02 for warrant to purchase additional .15 shares of MELA Common Stock.
F3: Of the 86,862 reported, Mr. Lufkin disclaims beneficial ownership of 11,687 warrants held by trusts.
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