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StoneX Group Inc. — Director's Dealing 2021
Mar 16, 2021
30989_dirs_2021-03-16_ea334b20-88db-4464-9519-643b5a4152d8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: StoneX Group Inc. (SNEX)
CIK: 0000913760
Period of Report: 2021-03-12
Reporting Person: Nguyen Xuong (Chief Operating Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-12 | Common Stock | S | 3995 | $65 | Disposed | 47090 | Direct |
| 2021-03-12 | Common Stock | M | 15557 | $25.91 | Acquired | 62647 | Direct |
| 2021-03-12 | Common Stock | S | 9005 | $65 | Disposed | 53642 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-03-12 | Stock Options | $25.91 | M | 15557 | Disposed | 2021-12-16 | Common (15557.0) | Direct |
Footnotes
F1: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.
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