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StoneX Group Inc. Director's Dealing 2021

May 20, 2021

30989_dirs_2021-05-20_1c546c45-f749-46e2-bed1-fd17d07db311.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: StoneX Group Inc. (SNEX)
CIK: 0000913760
Period of Report: 2021-05-18

Reporting Person: Smith Philip Andrew (CEO - subsidiary entity)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-05-18 Common M 15672 $25.91 Acquired 147144 Direct
2021-05-18 Common S 15672 $70.2575 Disposed 131472 Direct
2021-05-19 Common M 325 $25.91 Acquired 131797 Direct
2021-05-19 Common S 325 $70.25 Disposed 131472 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-05-18 Stock Options $25.91 M 15672 Disposed 2021-12-16 Common Stock (15672.0) Direct
2021-05-19 Stock Options $25.91 M 325 Disposed 2021-12-16 Common Stock (325.0) Direct

Footnotes

F1: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.

F2: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.