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StoneX Group Inc. — Director's Dealing 2021
May 20, 2021
30989_dirs_2021-05-20_1c546c45-f749-46e2-bed1-fd17d07db311.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: StoneX Group Inc. (SNEX)
CIK: 0000913760
Period of Report: 2021-05-18
Reporting Person: Smith Philip Andrew (CEO - subsidiary entity)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-18 | Common | M | 15672 | $25.91 | Acquired | 147144 | Direct |
| 2021-05-18 | Common | S | 15672 | $70.2575 | Disposed | 131472 | Direct |
| 2021-05-19 | Common | M | 325 | $25.91 | Acquired | 131797 | Direct |
| 2021-05-19 | Common | S | 325 | $70.25 | Disposed | 131472 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-05-18 | Stock Options | $25.91 | M | 15672 | Disposed | 2021-12-16 | Common Stock (15672.0) | Direct |
| 2021-05-19 | Stock Options | $25.91 | M | 325 | Disposed | 2021-12-16 | Common Stock (325.0) | Direct |
Footnotes
F1: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.
F2: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.
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