StoneX Group Inc. — Director's Dealing 2021

Dec 17, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: StoneX Group Inc. (SNEX)
CIK: 0000913760
Period of Report: 2021-12-15

Reporting Person: Rotsztain Diego (Chief Governance/Legal Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-12-15	Restricted Shares of Common Stock	A	2294	—	Acquired	6716	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-12-15	Stock Options	$62.04	A	30000	Acquired	2026-12-05	Common Stock (30000.0)	Direct

Footnotes

F1: Shares issued pursuant to the terms of the Company's Executive Performance Plan. Shares vest equally on anniversary in years one, two and three.

F2: The option grant was approved by the Company's Board of Directors on December 15, 2021.

F3: The strike price of the grant was set by the Company's Board of Directors as the closing price on December 14, 2021.

F4: The options vest in equal tranches on each of the first, second, third and fourth anniversaries of the Exercisable Date. The Exercisable Date and Expiration Date were set by the Company's Board of Directors to coincide with the same dates as stock options previously granted to additional members of the Company's senior executive management team.