StoneX Group Inc. — Director's Dealing 2013

Mar 7, 2013

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: INTL FCSTONE INC. (INTL)
CIK: 0000913760
Period of Report: 2013-03-07

Reporting Person: Smith Philip Andrew (CEO - subsidiary entity)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common	92939	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Options	$6.62	2014-12-05	Common Stock (60000.0)		Direct
Stock Options	$15.56	2013-12-11	Common Stock (11445.0)		Direct
Stock Options	$25.91	2021-12-16	Common Stock (80000.0)		Direct

Footnotes

F1: On 12/05/2011 the Optionee became entitled to exercise 20,000 shares of the Option. On 12/05/2012 the Optionee became entitled to exercise 20,000 shares of the Option. Commencing on 12/05/2013 the Optionee shall be entitled to exercise 20,000 shares of the Option.

F2: The option grant was approved by the Company's Board of Directors on December 12, 2011, subject to shareholder approval of an Amendment to the Stock Option Plan under which the options were granted. The Company's shareholders approved the Amendment on February 23, 2012. The Amendment increased the number of shares that could be granted under the plan.

F3: The options vest in equal tranches on each of the fifth, sixth, seventh, eighth and ninth anniversaires of the grant date.

F4: The strike price of the grant was set by the Company's Board of Directors at 110% of the closing price on December 16, 2012.