StoneX Group Inc. — Director's Dealing 2012

Jun 1, 2012

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: INTL FCSTONE INC. (INTL)
CIK: 0000913760
Period of Report: 2012-06-01

Reporting Person: Nessler Peter J. Jr. (Executive Vice President)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common	8403	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Options	$18.64	2016-06-13	Common Stock (4425.0)		Direct
Stock Options	$54.23	2017-03-16	Common Stock (15930.0)		Direct
Stock Options	$23.49	2014-11-30	Common Stock (3000.0)		Direct
Stock Options	$25.91	2021-12-16	Common Stock (80000.0)		Direct

Footnotes

F1: Replacement options granted upon the merger of FCStone Group, Inc. and International Assets Holding Corporation (now known as INTL FCStone Inc.) pursuant to the merger agreement.

F2: On 11/30/2011 the Optionee became entitled to exercise 1000 shares of the Options. Commencing on 11/30/2012 the Optionee shall be entitled to exercise 1000 shares of the Options. Commencing on 11/30/2013 the Optionee shall be entitled to exercise 1000 shares of the Options.

F3: The option grant was approved by the Company's Board of Directors on December 12, 2011, subject to shareholder approval of an Amendment to the Stock Option Plan under which the options were granted. The Company's shareholders approved the Amendment on February 23, 2012. The Amendment increased the number of shares that could be granted under the plan.

F4: The strike price of the grant was set by the Company's Board of Directors at 110% of the closing price on December 16, 2012.

F5: The options vest in equal tranches on each of the fifth, sixth, seventh, eighth and ninth anniversaires of the grant date.