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STONERIDGE INC — Director's Dealing 2021
Feb 16, 2021
33588_dirs_2021-02-16_88b00c14-996a-46e8-bf55-16c67de1cfce.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STONERIDGE INC (SRI)
CIK: 0001043337
Period of Report: 2021-02-16
Reporting Person: DeGaynor Jonathan B (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-16 | Common Shares, without par value | S | 10000 | $29.9336 | Disposed | 136208 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Share Units | $ | Common Shares, without par value (116450) | 116450 | Direct |
Footnotes
F1: As reported on the Company's Form 8-K filed with the SEC on November 3, 2020, the Reporting Person entered into a Rule 10b5-1 trading plan on November 3, 2020 for the purpose of individual asset diversification. The Common Shares were sold pursuant to the 10b5-1 trading plan.
F2: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $29.78 to $30.56, inclusive. The Reporting Person undertakes to provide Stoneridge, Inc., any shareholder of Stoneridge, Inc., or the SEC Staff, upon request, full information of the number of shares sold at each price within the range.
F3: Share units granted in 2018, 2019 and 2020 to the Reporting Person pursuant to the Company's Long-Term Incentive payable on a one-on-one basis in Common Shares if the Reporting Person remains employed on the third anniversary of the grant date.