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STONERIDGE INC Director's Dealing 2021

Mar 9, 2021

33588_dirs_2021-03-09_b988eb9d-4fdb-4fcd-b40a-f12e646674e4.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: STONERIDGE INC (SRI)
CIK: 0001043337
Period of Report: 2021-03-06

Reporting Person: Kusiak Daniel M (Chief Procurement Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-03-06 Common Shares, without par value M 2550 Acquired 9770 Direct
2021-03-06 Common Shares, without par value A 3127 Acquired 12897 Direct
2021-03-06 Common Shares, without par value F 1757 $34.7 Disposed 11140 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-03-06 Share Units $ M 2550 Disposed Common Shares, without par value (2550) Direct
2021-03-08 Share Units $ A 3462 Acquired Common Shares, without par value (3462) Direct

Footnotes

F1: On March 6, 2018 the Reporting Person was granted time-based Share Units pursuant to the Company's Long-Term Incentive Plan. On March 6, 2021, 2,550 time-based Share Units under the March 6, 2018 grant vested and were paid on a one-for-one basis in Company Common Shares.

F2: Vesting of performance shares pursuant to a March 6, 2018 grant to the Reporting Person under the Company's Long-Term Incentive Plan payable on March 6, 2021 based on Company performance on a one-for-one basis in Company Common Shares.

F3: Share Units granted to the Reporting Person pursuant to the Company's Long-Term Incentive Plan payable on a one-for-one basis in Company Common Shares if the Reporting Person remains employed on March 8, 2024.