STONERIDGE INC — Director's Dealing 2021

Mar 9, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: STONERIDGE INC (SRI)
CIK: 0001043337
Period of Report: 2021-03-06

Reporting Person: Krakowiak Robert R. (EVP and CFO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-03-06	Common Shares, without par value	M	9850	—	Acquired	53384	Direct
2021-03-06	Common Shares, without par value	A	12101	—	Acquired	65485	Direct
2021-03-06	Common Shares, without par value	F	6355	$34.7	Disposed	59130	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-03-06	Share Units	$	M	9850	Disposed		Common Shares, without par value (9850)	Direct
2021-03-08	Share Units	$	A	9262	Acquired		Common Shares, without par value (9262)	Direct

Footnotes

F1: On March 6, 2018 the Reporting Person was granted time-based Share Units pursuant to the Company's Long-Term Incentive Plan. On March 6, 2021, 9,850 time-based Share Units under the March 6, 2018 grant vested and were paid on a one-for-one basis in Common Shares.

F2: Vesting of performance shares pursuant to March 6, 2018 grant to the Reporting Person pursuant to the Company's Long-Term Incentive Plan payable on March 6, 2021 based on Company performance on a one-for-one basis in Company Common Shares.

F3: Share Units granted to the Reporting Person pursuant to the Company's Long-Term Incentive Plan payable on a one-for-one basis in Company Common Shares if the Reporting Person remains employed on March 8, 2024.