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STONERIDGE INC — Director's Dealing 2021
Mar 9, 2021
33588_dirs_2021-03-09_6b943f0b-7df4-44f6-9db7-1ca7bab5e571.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STONERIDGE INC (SRI)
CIK: 0001043337
Period of Report: 2021-03-06
Reporting Person: DeGaynor Jonathan B (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-06 | Common Shares, without par value | M | 33100 | — | Acquired | 169308 | Direct |
| 2021-03-06 | Common Shares, without par value | A | 40662 | — | Acquired | 209970 | Direct |
| 2021-03-06 | Common Shares, without par value | F | 27825 | $34.7 | Disposed | 182145 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-03-06 | Share Units | $ | M | 33100 | Disposed | Common Shares, without par value (33100) | Direct | |
| 2021-03-08 | Share Units | $ | A | 32484 | Acquired | Common Shares, without par value (32484) | Direct |
Footnotes
F1: On March 6, 2018 the Reporting Person was granted time-based Share Units pursuant to the Company's Long-Term Incentive Plan. On March 6, 2021, 33,100 time-based Share Units under the March 6, 2018 grant vested and were paid on a one-for-one basis in Company Common Shares.
F2: Vesting of performance shares pursuant to a March 6, 2018 grant to the Reporting Person pursuant to the Company's Long-Term Incentive Plan payable on March 6, 2021 based on Company performance on a one-for-one basis in Company Common Shares.
F3: Share Units granted to the Reporting Person pursuant to the Company's Long-Term Incentive Plan payable on a one-for-one basis in Company Common Shares if the Reporting Person remains employed on March 8, 2024.