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STONERIDGE INC — Director's Dealing 2021
Mar 12, 2021
33588_dirs_2021-03-12_3ef47974-4bf4-4ed9-b578-313d27e9ea75.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STONERIDGE INC (SRI)
CIK: 0001043337
Period of Report: 2021-03-10
Reporting Person: Borne Laurent (Pres. Electronics and CTO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-10 | Common Shares, without par value | M | 12166 | — | Acquired | 14678 | Direct |
| 2021-03-10 | Common Shares, without par value | F | 3598 | $36.46 | Disposed | 11080 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-03-10 | Performance Shares/Share Units | $ | M | 12166 | Disposed | Common Shares, without par value (12166) | Direct | |
| 2021-03-10 | Performance Shares/Share Units | $ | D | 5123 | Disposed | Common Shares, without par value (5123) | Direct |
Footnotes
F1: On September 10, 2019, the Reporting Person was granted time-based share units and performance shares pursuant to the Company's Long-Term Incentive Plan. On March 10, 2021, 5,640 time-based share units under the 2019 grant vested and were paid on a one-for-one basis in Company Common Shares; 6,706 performance shares under the 2019 grant vested and were paid on a one-for-one basis in Company Common Shares; and 5,123 performance shares were not earned and were forfeited.
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