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STONERIDGE INC Director's Dealing 2020

Mar 6, 2020

33588_dirs_2020-03-06_679bde96-1d80-4ab2-b33c-9433668c1387.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: STONERIDGE INC (SRI)
CIK: 0001043337
Period of Report: 2020-03-06

Reporting Person: Hartman Robert J. Jr. (Chief Accounting Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-03-06 Common Shares, without par value M 6947 Acquired 44228 Direct
2020-03-06 Common Shares, without par value F 3265 $19.36 Acquired 40963 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-03-06 Performance Shares/Share Units $ M 6947 Disposed Common Shares, without par value (6947) Direct
2020-03-06 Performance Shares/Share Units $ D 748 Disposed Common Shares, without par value (748) Direct

Footnotes

F1: On March 6, 2017 the Reporting Person was granted time-based share units and performance share pursuant to the Company's Long-Term Incentive Plan. On March 6, 2020 2430 time-based share units were vested and were paid on a one-for-one basis in common shares and 4,517 performance shares vested and were paid on a one-for-one basis in common shares and 748 performance shares did not vest and were forfeited.