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STONERIDGE INC — Director's Dealing 2020
Mar 6, 2020
33588_dirs_2020-03-06_679bde96-1d80-4ab2-b33c-9433668c1387.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STONERIDGE INC (SRI)
CIK: 0001043337
Period of Report: 2020-03-06
Reporting Person: Hartman Robert J. Jr. (Chief Accounting Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-03-06 | Common Shares, without par value | M | 6947 | — | Acquired | 44228 | Direct |
| 2020-03-06 | Common Shares, without par value | F | 3265 | $19.36 | Acquired | 40963 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-03-06 | Performance Shares/Share Units | $ | M | 6947 | Disposed | Common Shares, without par value (6947) | Direct | |
| 2020-03-06 | Performance Shares/Share Units | $ | D | 748 | Disposed | Common Shares, without par value (748) | Direct |
Footnotes
F1: On March 6, 2017 the Reporting Person was granted time-based share units and performance share pursuant to the Company's Long-Term Incentive Plan. On March 6, 2020 2430 time-based share units were vested and were paid on a one-for-one basis in common shares and 4,517 performance shares vested and were paid on a one-for-one basis in common shares and 748 performance shares did not vest and were forfeited.
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