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STONERIDGE INC Director's Dealing 2020

Mar 6, 2020

33588_dirs_2020-03-06_73b341e6-03ef-4c61-b59f-f61f0c05ff96.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: STONERIDGE INC (SRI)
CIK: 0001043337
Period of Report: 2020-03-06

Reporting Person: Krakowiak Robert R. (EVP and CFO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-03-06 Common Shares, without par value M 34344 Acquired 53486 Direct
2020-03-06 Common Shares, without par value F 9952 $19.36 Disposed 43534 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-03-06 Performance Shares/Share Units $ M 34344 Disposed Common Shares, without par value (34344) Direct
2020-03-06 Performance Shares/Share Units $ D 3691 Disposed Common Shares, without par value (3691) Direct

Footnotes

F1: On March 6, 2017 the Reporting person was granted time-based share units and performance shares pursuant to the Company's Long-Term Incentive Plan. On March 6, 2020 12,010 time-based share units under the 2017 grant vested and were paid on a one-for-one basis in common shares and 58,069 performance shares under the 2017 grant vested and were paid on a one-for-one basis in common shares and 3,691 performance shares under the 2017 grant did not vest and were forfeited.

F2: Includes 9 common shares to correct a calculation error in the Reporting Person's latest Form 4 filed with the SEC on August 30, 2019.