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STONERIDGE INC — Director's Dealing 2020
Mar 6, 2020
33588_dirs_2020-03-06_73b341e6-03ef-4c61-b59f-f61f0c05ff96.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STONERIDGE INC (SRI)
CIK: 0001043337
Period of Report: 2020-03-06
Reporting Person: Krakowiak Robert R. (EVP and CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-03-06 | Common Shares, without par value | M | 34344 | — | Acquired | 53486 | Direct |
| 2020-03-06 | Common Shares, without par value | F | 9952 | $19.36 | Disposed | 43534 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-03-06 | Performance Shares/Share Units | $ | M | 34344 | Disposed | Common Shares, without par value (34344) | Direct | |
| 2020-03-06 | Performance Shares/Share Units | $ | D | 3691 | Disposed | Common Shares, without par value (3691) | Direct |
Footnotes
F1: On March 6, 2017 the Reporting person was granted time-based share units and performance shares pursuant to the Company's Long-Term Incentive Plan. On March 6, 2020 12,010 time-based share units under the 2017 grant vested and were paid on a one-for-one basis in common shares and 58,069 performance shares under the 2017 grant vested and were paid on a one-for-one basis in common shares and 3,691 performance shares under the 2017 grant did not vest and were forfeited.
F2: Includes 9 common shares to correct a calculation error in the Reporting Person's latest Form 4 filed with the SEC on August 30, 2019.