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STONERIDGE INC Director's Dealing 2020

Aug 10, 2020

33588_dirs_2020-08-10_e6e53de1-a790-4295-9e4a-405f8f9766ef.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: STONERIDGE INC (SRI)
CIK: 0001043337
Period of Report: 2020-08-07

Reporting Person: Hartman Robert J. Jr. (Chief Accounting Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-08-07 Common Shares, without par value S 5000 $21.627 Disposed 35963 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Share Units $ Common Shares, without par value (5291) 5291 Direct

Footnotes

F1: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions on August 7, 2020 at prices ranging from $21.60 to $21.64 per share. The Reporting Person undertakes to provide Stoneridge, Inc. and the SEC Staff, upon request, full information on the number of shares sold at each price within the range.

F2: Share units granted to the Reporting Person in 2018, 2019 and 2020 pursuant to the Company's Long-Term Incentive Plan vesting on a one-for-one basis in Company common shares (if earned depending on continued employment) on the third anniversary of the date of grant.