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STONERIDGE INC — Director's Dealing 2020
Oct 5, 2020
33588_dirs_2020-10-05_c67eb19d-d8bd-423d-88e0-f9553325061f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STONERIDGE INC (SRI)
CIK: 0001043337
Period of Report: 2020-09-10
Reporting Person: Borne Laurent (Pres. Electronics and CTO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-09-10 | Common Shares, without par value | M | 3517 | — | Acquired | 3517 | Direct |
| 2020-09-10 | Common Shares, without par value | F | 1005 | $19.79 | Disposed | 2512 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-09-10 | Performance Shares/Share Units | $ | M | 3517 | Disposed | Common Shares, without par value (3517) | Direct |
Footnotes
F1: On September 10, 2018, Share Units, in addition to other performance-based equity awards, were granted to the the Reporting Person under the Company's Long-Term Incentive Plan. Depending on continued employment Share Units are paid on a one-for-one basis in Company Common Shares after a set period of time. A portion of the Share Units (3,517 Share Units) granted to the Reporting Person on September 10, 2018 were earned by the Reporting Person as he remained employed by the Company on September 10, 2020 and were paid on a one-for-one basis in Company Common Shares.