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STONERIDGE INC Director's Dealing 2020

Nov 3, 2020

33588_dirs_2020-11-03_ad97eb2c-59d5-4050-b1de-ab9eccbacfa2.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: STONERIDGE INC (SRI)
CIK: 0001043337
Period of Report: 2020-10-30

Reporting Person: DeGaynor Jonathan B (Director, President and CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-10-02 Common Shares, without par value G 5000 Disposed 181208 Direct
2020-10-05 Common Shares, without par value G 5000 Disposed 176208 Direct
2020-10-30 Common Shares, without par value S 9185 $23.1 Disposed 176023 Direct
2020-11-02 Common Shares, without par value S 815 $22.78 Disposed 166208 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Share Units $ Common Shares, without par value () 116450 Direct

Footnotes

F1: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $22.59 to $23.72, inclusive. The Reporting Person undertakes to provide Stoneridge, Inc., any security holder of Stoneridge, Inc. or the SEC staff, upon request, full information of the number of shares sold at each price within the range.

F2: Shares Units granted in 2018, 2019 and 2020 to the Reporting Person pursuant to the Company's Long-Term Incentive Plan payable on a one-for-one basis in Common Shares if the Reporting Person remains employed on the third anniversary from the date of grant.