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STONERIDGE INC — Director's Dealing 2020
Nov 3, 2020
33588_dirs_2020-11-03_ad97eb2c-59d5-4050-b1de-ab9eccbacfa2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STONERIDGE INC (SRI)
CIK: 0001043337
Period of Report: 2020-10-30
Reporting Person: DeGaynor Jonathan B (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-10-02 | Common Shares, without par value | G | 5000 | — | Disposed | 181208 | Direct |
| 2020-10-05 | Common Shares, without par value | G | 5000 | — | Disposed | 176208 | Direct |
| 2020-10-30 | Common Shares, without par value | S | 9185 | $23.1 | Disposed | 176023 | Direct |
| 2020-11-02 | Common Shares, without par value | S | 815 | $22.78 | Disposed | 166208 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Share Units | $ | Common Shares, without par value () | 116450 | Direct |
Footnotes
F1: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $22.59 to $23.72, inclusive. The Reporting Person undertakes to provide Stoneridge, Inc., any security holder of Stoneridge, Inc. or the SEC staff, upon request, full information of the number of shares sold at each price within the range.
F2: Shares Units granted in 2018, 2019 and 2020 to the Reporting Person pursuant to the Company's Long-Term Incentive Plan payable on a one-for-one basis in Common Shares if the Reporting Person remains employed on the third anniversary from the date of grant.